EB
Earl E. Bain
KESTRA ADVISORY SERVICES
FAYETTEVILLE, NC 28305
Some features on this profile are disabled
CRD#: 2483003
EB
Earl Eugene Bain JRKESTRA ADVISORY SERVICES
Professional summary
Earl Eugene Bain JR, who also goes by E. Eugene Bain, Eugene Bain, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Fayetteville, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Fayetteville, North Carolina.
Earl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Earl has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
E. Eugene Bain | Eugene Bain
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Bain & Associates, Inc. Investment Related: Yes Address: 1318 Raeford Road Fayetteville NC 28305 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 4/1/1988 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Marketing & Sales of Insurance Services Business Name: Eugene & Yvonne Bain Investment Related: Yes Address: P O Box 53574 Fayetteville NC 28305 Nature of Business: Real Estate Position, Title or Relationship: Co-owner. Start Date: 7/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Maintain property to be suitable for rental. Business Name: White & Bain Financial Services Investment Related: Yes Address: 1318 Raeford Road Fayetteville NC 28305 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Registered Representative Start Date: 11/30/2005 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Client Marketing & Service Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: DANCING WIND EXCHANGE, LLC POSITION: Manager NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2024 ADDRESS: 120 Applecross Road, Pinehurst NC 28374 DESCRIPTION: Property Rental
CRS (Client Relationship Summary) - RIA
Click below to view Earl Eugene Bain JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1318 Raeford Rd 2nd Fl, Fayetteville, NC 28305RIA
CRD#: 283330
FAYETTEVILLE, NC
Current
December 2, 2005 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1318 Raeford Rd 2nd Fl, Fayetteville, NC 28305BD
CRD#: 42046
FAYETTEVILLE, NC
Past
August 25, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
FAYETTEVILLE, NC
Past
June 28, 1994 - December 2, 2005
OSAIC FS, INC.
BD
CRD#: 3870
FAYETTEVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(6/21/2021)
RR
Maryland(2/20/2020)
RR
Missouri(12/11/2023)
RR
Nebraska(4/18/2024)
RR
New Jersey(6/18/2025)
RR
North Carolina(12/2/2005)
IAR
North Carolina(4/21/2016)
RR
Pennsylvania(6/24/2026)
RR
Washington(1/10/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Fayetteville, NC 28305TRUST BUT VERIFY
Monitor Earl Bain
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
