Kristen E. Plowman
Professional summary
Kristen Elizabeth Plowman, who also goes by Kristen Plowman, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Tucker, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Chamblee, Georgia.
Kristen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kristen has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristen Elizabeth Plowman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4098 Lavista Rd, Tucker, GA 30084February 28, 1996 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3603 Chamblee Tucker Rd, Chamblee, GA 30341Office #2: 2175 Lawrenceville Hwy, Decatur, GA 30033Office #3: 4098 Lavista Rd, Tucker, GA 30084Office #4: 1685 N Decatur Rd Ne, Atlanta, GA 30307Office #5: 2851 N Druid Hills Rd Ne, Atlanta, GA 30329Office #6: 2591 Blackmon Dr, Decatur, GA 30033Office #7: 198 W Ponce De Leon Ave, Decatur, GA 30030Office #8: 3361 Clairmont Rd Ne, Atlanta, GA 30329April 10, 2007 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 23, 1994 - December 31, 1995
VOYA FINANCIAL ADVISORS, INC.
April 28, 1994 - July 19, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/1997)
(3/27/1998)
(2/12/2019)
(3/25/1998)
(12/13/1996)
(2/28/1996)
(9/21/2016)
(1/2/2013)
(2/19/2021)
(10/14/2016)
(1/16/1997)
(8/28/2019)
(6/24/2025)
(10/20/2023)
(1/16/1997)
(1/26/1999)
(3/25/1998)
(5/29/2025)
(1/21/1997)
(10/4/2018)
(10/4/2022)
(1/16/1997)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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