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Alfred L. Dingler
REGAL INVESTMENT ADVISORS LLC
Griffin, GA
Some features on this profile are disabled
CRD#: 2482659
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Professional summary
Alfred Lee Dingler is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Griffin, Georgia and REGULUS FINANCIAL GROUP, LLC located in Griffin, Georgia.
Alfred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Alfred has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Prime Financial Services - Investment Related: Yes - Address: 1101 Satilla Ct, Griffin, GA 30223 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Representative/Investment Advisor Representative - Start Date: 7/1999 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Prime Insurance Agency - Investment Related: Yes - Address: 1101 Satilla Ct, Griffin, GA 30223 - Nature of Business: P&C Insurance - Title or Relationship: Owner - Start Date: 12/1985 - Hours per month: 1 - Hours per month during trading hours: 1 - Duties: No longer produces but receives residual trails. Business Name: 177 College Street, LLC - Investment Related: No - Address: 1101 Satilla Ct, Griffin, GA 30223 - Nature of Business: Rental property - Title or Relationship: Owner - Start Date: 6/1990 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Owner Business Name: FINRA - Investment Related: No - Address: 1101 Satilla Ct, Griffin, GA 30223 - Nature of Business: Arbitration - Title or Relationship: Arbitrator - Start Date: 3/2008 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Can serve as arbitrator Business Name: Prime Family of Companies - Investment Related: No - Address: 1101 Satilla Ct, Griffin, GA 30223 - Nature of Business: Marketing company for services - Title or Relationship: Marketer - Start Date: 1/2012 - Hours per month: 0 - Hours per month during trading hours: 0 - Duties: Marketing of services offered in the Prime Financial building. Business Name: Best Part of Your Day, LLC - Investment Related: No - Address: 1101 Satilla Ct, Griffin, GA 30223 - Nature of Business: Asset Protection - Title or Relationship: Owner - Start Date: 5/2023 - Hours per month: 0 - Hours per month during trading hours: 0 - Duties: LLC created for asset protection of residence Business Name: Prime Image Properties - Investment Related: No - Address: 1101 Satilla Ct, Griffin, GA 30223 - Nature of Business: Commercial and residential property rental - Title or Relationship: Owner - Start Date: 3/2023 - Hours per month: 5 - Hours per month during trading hours: 5 - Duties: Owner of buildings Business Name: Prime Financial Family, Inc - Investment Related: No - Address: 1101 Satilla Ct, Griffin, GA 30223 - Nature of Business: Life and Medical Insurance - Title or Relationship: President - Start Date: 12-31-2023 - Hours per month: 15 - Hours per month during trading hours: 0 -Duties: The main function is to deposit commission into this company from the sale of life and medical insurance as well as accounting responsibilities. Business Name: SunCity Pickleball Club - Investment Related: No - Address: SunCity, Griffin, GA - Nature of Business: Pickleball Club - Title or Relationship: Vice President - Start Date: 10/8/2024 - Hours per month: 2 - Hours per month during trading hours: 0 -Duties: Attend meetings and help organize events.
CRS (Client Relationship Summary) - RIA
Click below to view Alfred Lee Dingler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2024 - Present
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
Griffin, GA
Current
July 31, 2024 - Present
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
Griffin, GA
Past
March 22, 2023 - July 30, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
FAYETTEVILLE, GA
Past
February 13, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
FAYETTEVILLE, GA
Past
February 12, 2019 - July 30, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
FAYETTEVILLE, GA
Past
November 16, 2011 - February 13, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
FAYETTEVILLE, GA
Past
November 11, 2011 - February 13, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
FAYETTEVILLE, GA
Past
March 14, 2003 - November 29, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
FAYETTEVILLE, GA
Past
May 24, 1999 - November 29, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
FAYETTEVILLE, GA
Past
August 17, 1995 - May 24, 1999
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
June 22, 1994 - June 5, 1995
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/19/2025)
RR
Florida(7/31/2024)
RR
Georgia(8/2/2024)
IAR
Georgia(8/2/2024)
RR
North Carolina(7/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
