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Michael Joseph Domka

INTERACTIVE BROKERS
CHICAGO, IL
·CRD# 2482629·32 years experience

Professional Summary

Michael Joseph Domka, who also goes by Mike Domka, is a registered financial advisor currently at INTERACTIVE BROKERS CORP. located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 31, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Domka

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

INTERACTIVE BROKERS CORP.·CRD# 117942
BD
10 S Riverside Plaza Suite 1600, Chicago, IL 60606
June 5, 2009 - Present
INTERACTIVE BROKERS LLC·CRD# 36418
BD
Chicago, IL
January 3, 2001 - June 5, 2009
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
November 18, 1996 - June 21, 2000
DREYFUS BROKERAGE SERVICES, INC.·CRD# 7289
BD
Los Angeles, CA
January 24, 1996 - November 19, 1996
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
April 13, 1995 - November 29, 1995
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
June 17, 1994 - March 30, 1995

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Current Firm

IB
INTERACTIVE BROKERS CORP.

CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: 8-53615
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

Pickwick Plaza, Greenwich, CT 06830

Mailing Address

Two Pickwick Plaza, Greenwich, CT 06830

Phone Number

(203) 618-5700

Established

Delaware since 01/16/2009

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IB EXCHANGE CORP.OWNER—
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/19/2012)
RR
Alaska
(1/19/2012)
RR
Arizona
(1/19/2012)
RR
Arkansas
(1/19/2012)
RR
California
(6/5/2009)
RR
Colorado
(1/19/2012)
RR
Connecticut
(6/5/2009)
RR
Delaware
(1/19/2012)
RR
District of Columbia
(1/19/2012)
RR
Florida
(3/4/2015)
RR
Georgia
(6/5/2009)
RR
Hawaii
(1/19/2012)
RR
Idaho
(1/19/2012)
RR
Illinois
(6/5/2009)
RR
Indiana
(2/7/2012)
RR
Iowa
(1/19/2012)
RR
Kansas
(1/19/2012)
RR
Kentucky
(1/19/2012)
RR
Louisiana
(1/19/2012)
RR
Maine
(1/19/2012)
RR
Maryland
(1/19/2012)
RR
Massachusetts
(6/5/2009)
RR
Michigan
(3/4/2014)
RR
Minnesota
(1/19/2012)
RR
Mississippi
(1/19/2012)
RR
Missouri
(6/5/2009)
RR
Montana
(1/19/2012)
RR
Nebraska
(1/19/2012)
RR
Nevada
(1/19/2012)
RR
New Hampshire
(1/19/2012)
RR
New Jersey
(6/5/2009)
RR
New Mexico
(6/5/2009)
RR
New York
(6/5/2009)
RR
North Carolina
(1/20/2012)
RR
North Dakota
(1/19/2012)
RR
Ohio
(1/19/2012)
RR
Oklahoma
(1/19/2012)
RR
Oregon
(1/19/2012)
RR
Pennsylvania
(1/19/2012)
RR
Puerto Rico
(1/19/2012)
RR
Rhode Island
(1/19/2012)
RR
South Carolina
(1/19/2012)
RR
South Dakota
(1/19/2012)
RR
Tennessee
(10/23/2015)
RR
Texas
(3/4/2014)
RR
Utah
(1/19/2012)
RR
Vermont
(1/19/2012)
RR
Virgin Islands
(8/10/2017)
RR
Virginia
(1/19/2012)
RR
Washington
(1/19/2012)
RR
West Virginia
(6/5/2009)
RR
Wisconsin
(1/19/2012)
RR
Wyoming
(1/19/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2010About the Series 3 exam

Series 31 — Futures Managed Funds Examination

Passed Jun 1994About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jun 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2011About the Series 24 exam
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Domka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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