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MD

Michael J. Domka

INTERACTIVE BROKERS
Chicago, IL 60604
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CRD#: 2482629
MD

Professional summary


Michael Joseph Domka, who also goes by Mike Domka, is a registered financial professional currently at INTERACTIVE BROKERS CORP. located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mike Domka

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Joseph Domka's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 5, 2009 - Present

INTERACTIVE BROKERS CORP.

Office #1: 209 S. Lasalle Street 11th Floor, Chicago, IL 60604
BD
CRD#: 117942
Chicago, IL
Past

January 3, 2001 - June 5, 2009

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
CHICAGO, IL
Past

November 18, 1996 - June 21, 2000

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

January 24, 1996 - November 19, 1996

DREYFUS BROKERAGE SERVICES, INC.

BD
CRD#: 7289
LOS ANGELES, CA
Past

April 13, 1995 - November 29, 1995

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

June 17, 1994 - March 30, 1995

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/19/2012)
RR
Alaska
(1/19/2012)
RR
Arizona
(1/19/2012)
RR
Arkansas
(1/19/2012)
RR
California
(6/5/2009)
RR
Colorado
(1/19/2012)
RR
Connecticut
(6/5/2009)
RR
Delaware
(1/19/2012)
RR
District of Columbia
(1/19/2012)
RR
Florida
(3/4/2015)
RR
Georgia
(6/5/2009)
RR
Hawaii
(1/19/2012)
RR
Idaho
(1/19/2012)
RR
Illinois
(6/5/2009)
RR
Indiana
(2/7/2012)
RR
Iowa
(1/19/2012)
RR
Kansas
(1/19/2012)
RR
Kentucky
(1/19/2012)
RR
Louisiana
(1/19/2012)
RR
Maine
(1/19/2012)
RR
Maryland
(1/19/2012)
RR
Massachusetts
(6/5/2009)
RR
Michigan
(3/4/2014)
RR
Minnesota
(1/19/2012)
RR
Mississippi
(1/19/2012)
RR
Missouri
(6/5/2009)
RR
Montana
(1/19/2012)
RR
Nebraska
(1/19/2012)
RR
Nevada
(1/19/2012)
RR
New Hampshire
(1/19/2012)
RR
New Jersey
(6/5/2009)
RR
New Mexico
(6/5/2009)
RR
New York
(6/5/2009)
RR
North Carolina
(1/20/2012)
RR
North Dakota
(1/19/2012)
RR
Ohio
(1/19/2012)
RR
Oklahoma
(1/19/2012)
RR
Oregon
(1/19/2012)
RR
Pennsylvania
(1/19/2012)
RR
Puerto Rico
(1/19/2012)
RR
Rhode Island
(1/19/2012)
RR
South Carolina
(1/19/2012)
RR
South Dakota
(1/19/2012)
RR
Tennessee
(10/23/2015)
RR
Texas
(3/4/2014)
RR
Utah
(1/19/2012)
RR
Vermont
(1/19/2012)
RR
Virgin Islands
(8/10/2017)
RR
Virginia
(1/19/2012)
RR
Washington
(1/19/2012)
RR
West Virginia
(6/5/2009)
RR
Wisconsin
(1/19/2012)
RR
Wyoming
(1/19/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 6/20/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 12/15/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 6/29/1994
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm


IB
INTERACTIVE BROKERS CORP.
CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: , 8-53615

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
Pickwick Plaza, Greenwich, CT 06830
Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830
Phone number
(203) 618-5700
Established
Delaware since 01/16/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
IB EXCHANGE CORP.OWNER
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173
SANDERS, STEVEN JAYEXECUTIVE VICE PRESIDENT SALES AND MARKETING2812548

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTERACTIVE BROKERS CORP.

CRD#: 117942Chicago, IL 60604

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