Patricia A. Lucas
Professional summary
Patricia A Lucas, who also goes by Patricia Ann Krone, Patricia Ann Lucas, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Park Ridge, New Jersey.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 1995. Patricia has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia A Lucas's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1 Maynard Drive Suite 2101, Park Ridge, NJ 07656September 12, 2008 - June 21, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2007 - September 26, 2008
MORGAN STANLEY & CO. LLC
March 14, 2000 - April 2, 2007
MORGAN STANLEY DW INC.
August 15, 1995 - April 5, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2021)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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