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Brian Joseph Corsi

CRD# 2482475·Registered 1994 - 2016
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian Joseph Corsi was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1994 - 2016. Brian had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

AUGUSTAR DISTRIBUTORS, INC.·CRD# 41081
BD
Cincinnati, OH
September 22, 2010 - March 10, 2016
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Madison, WI
March 14, 2008 - September 23, 2009
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Chicago, IL
August 16, 2005 - December 31, 2005
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
August 8, 2005 - January 24, 2006
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
July 16, 2004 - July 12, 2005
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
January 12, 2000 - July 5, 2002
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
December 4, 1997 - April 26, 2000
M&I FINANCIAL ADVISORS, INC·CRD# 16517
BD
Milwaukee, WI
October 8, 1996 - November 18, 1997
HARBOUR INVESTMENTS, INC.·CRD# 19258
BD
Madison, WI
August 20, 1996 - October 25, 1996
SII INVESTMENTS, INC.·CRD# 2225
BD
Appleton, WI
July 9, 1996 - August 29, 1996
HARBOUR INVESTMENTS, INC.·CRD# 19258
BD
Madison, WI
May 28, 1996 - July 9, 1996
M&I FINANCIAL ADVISORS, INC·CRD# 16517
BD
Milwaukee, WI
December 18, 1995 - April 3, 1996
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
June 10, 1994 - December 14, 1995

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Current Firm

AD
AUGUSTAR DISTRIBUTORS, INC.

AUGUSTAR DISTRIBUTORS, INC. | OHIO NATIONAL EQUITIES, INC.

CRD#: 41081 / SEC#: 8-49296
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Financial Way, Cincinnati, OH 45242

Mailing Address

P.o. Box 237, Cincinnati, OH 45201-0371

Phone Number

(513) 797-3443

Established

Ohio since 01/17/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (42 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY—
COLLINS, MATTHEW JAMESCHIEF COMPLIANCE OFFICER5069278
JACK, CLIFFORD JAMESDIRECTOR1398005
SOCOL, MARC ALLANPRESIDENT & DIRECTOR2761094

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2010About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1994About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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