Dennis P. Mcginley
STRATEGIC ADVISERS LLC | Planning Consultant
POINT LOOKOUT, NY
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CRD#: 2482442
Professional summary
Dennis P. Mcginley, who also goes by Dennis Patrick Mcginley, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Point Lookout, New York and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Dennis has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Biography
As your Planning Consultant, I will partner with you to understand your short -and- long-term goals and to help build a financial plan that is customized to meet your unique needs. Forming strong relationships with my clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability , and competency.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis Patrick Mcginley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis P. Mcginley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
FLORIDA SOUTHERN COLLEGE
Bachelor of Arts (BA) - SPORTS MANAGEMENT, BUSINESS
1988
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700RIA
CRD#: 104555
POINT LOOKOUT, NY
Current
December 17, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700BD
CRD#: 7784
NEW YORK, NY
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
June 5, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PARAMUS, NJ
Past
April 4, 2012 - January 2, 2013
GFI SECURITIES LLC
BD
CRD#: 19982
NEW YORK, NY
Past
July 18, 1995 - April 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
BD
CRD#: 38599
JERSEY CITY, NJ
Past
May 17, 1994 - September 21, 1995
NEBRASKA HUDSON COMPANY, INC.
BD
CRD#: 27501
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/12/2021)
RR
California(2/12/2021)
RR
Colorado(2/12/2021)
RR
Connecticut(3/14/2019)
RR
Delaware(4/23/2020)
RR
Florida(12/17/2012)
RR
Massachusetts(4/23/2020)
RR
Nevada(4/23/2020)
RR
New Jersey(12/17/2012)
IAR
New Jersey(3/31/2025)
RR
New York(12/17/2012)
IAR
New York(3/31/2025)
RR
North Carolina(4/9/2019)
RR
Ohio(1/8/2022)
RR
Pennsylvania(1/6/2014)
RR
South Carolina(4/30/2020)
RR
Tennessee(9/8/2020)
RR
Texas(5/14/2019)
IAR
Texas(3/31/2025)
RR
Virginia(8/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/17/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Planning ConsultantCRD#: 104555Point Lookout, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
