Christopher W. Nolan
Professional summary
Christopher Whitbread Patrick Nolan, who also goes by Christopher Whitbread Patrick Nolan, Chritsopher Nolan, is a registered financial professional currently at LADENBURG THALMANN & CO. INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Whitbread Patrick Nolan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2017 - Present
LADENBURG THALMANN & CO. INC.
Office #1: 640 5th Avenue 4th Floor, New York, NY 10019September 1, 2015 - June 23, 2017
B. RILEY SECURITIES, INC.
October 24, 2013 - September 2, 2015
MLV & CO. LLC
August 16, 2010 - December 2, 2011
CRT CAPITAL GROUP LLC
March 23, 2009 - September 2, 2010
MAXIM GROUP LLC
March 1, 2005 - May 5, 2008
OPPENHEIMER & CO. INC.
June 22, 2004 - March 4, 2005
UBS SECURITIES LLC
November 23, 1994 - March 17, 1998
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2025)
(7/21/2017)
Exams
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
New York Stock Exchange
Current Firm
LADENBURG THALMANN & CO. INC.
CRD#: 505 / SEC#: , 8-17230
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC HOLDINGS, INC. | OWNER | |
| BLANCATO, PHILIP SALVATORE | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2122221 |
| GIDEON, MICHAEL R | DIRECTOR, CO-PRESIDENT, AND CO-CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER | 5315304 |
| GIOVANNIELLO, JOSEPH | SVP/GENERAL COUNSEL/ASSISTANT SECRETARY | 3086071 |
| MITCHELL, CHRISTOPHER MILLS | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
| SPATOLA, BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER / MSRB PRINCIPAL | 2773548 |
| STEINER, BARRY EVAN | DIRECTOR, CO-PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND INVESTMENT BANKING SUPERVISOR | 2775629 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 14 |
Red Flags
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