Susan L. Wyka
Professional summary
Susan Lynn Wyka is a registered financial professional currently at ASCENDANT FINANCIAL PARTNERS, LLC located in Rotonda West, Florida.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1994. Susan has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Lynn Wyka's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2007 - Present
ASCENDANT FINANCIAL PARTNERS, LLC
Office #1: 317 Australian Drive, Rotonda West, FL 33947November 26, 1997 - January 3, 2007
CYBUS CAPITAL MARKETS, LLC
May 2, 1994 - October 13, 1997
MOUNTAINVIEW SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ASCENDANT FINANCIAL PARTNERS, LLC
CRD#: 143326 / SEC#: , 8-67551
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENDANT PARTNERS, INC | 100% OWNER | |
| WYKA, SUSAN LYNN | PRINCIPAL, FINOP, CHIEF COMPLIANCE OFFICER | 2481441 |
Red Flags
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Company Information
ASCENDANT FINANCIAL PARTNERS, LLC
CRD#: 143326Rotonda West, FL 33947TRUST BUT VERIFY
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