Mark E. Amberg
VERDENCE CAPITAL ADVISORS
Alexandria, VA 22314
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CRD#: 2481269
Professional summary
Mark Edward Amberg, CFP®, CPWA® is a registered financial advisor currently at VERDENCE CAPITAL ADVISORS, LLC located in Alexandria, Virginia.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Socially Responsible Investing
Retirement Income Management
Long-term Care
Estate Planning
Insurance Planning
Investment Planning
Retirement Planning
Education Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*40742
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY #2
INVESTMENT RELATED: Y
ADDRESS OF BUSINESS:
3836 DOMINION MILL DRIVE,
ALEXANDRIA, VIRGINIA 22304
NATURE OF BUSINESS: SOLE PROPRIETORSHIP,
POSITION, TITLE, ASSOCIATION: OWNER,
START DATE OF RELATIONSHIP: 1/8/2000
NUMBER OF HOURS DEVOTED: 24 HOUR(S) ANNUALLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: I OWN A TOWNHOUSE IN ALEXANDRIA, WHICH I LEASE ON AN ANNUAL BASIS
I*40743
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL HOUSE #1
INVESTMENT RELATED: Y
ADDRESS OF BUSINESS:
116 NORTH DONELSON STREET,
ALEXANDRIA, VIRGINIA 22314
NATURE OF BUSINESS: SOLE PROPRIETORSHIP,
POSITION, TITLE, ASSOCIATION: OWNER,
START DATE OF RELATIONSHIP: 12/16/2010
NUMBER OF HOURS DEVOTED: 24 HOUR(S) ANNUALLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: I OWN A HOUSE IN ALEXANDRIA, WHICH I LEASE ON AN ANNUAL BASIS TO A FAMILY
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Amberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
CPWA®
Start date: 2010-11-01
Expire date: 2024-10-31
Experience
Current
June 18, 2023 - Present
VERDENCE CAPITAL ADVISORS, LLC
Office #1: 44 Canal Center Plaza Suite 550, Alexandria, VA 22314RIA
CRD#: 288512
Alexandria, VA
Past
March 11, 2011 - June 20, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ALEXANDRIA, VA
Past
March 11, 2011 - June 20, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ALEXANDRIA, VA
Past
June 1, 2009 - March 23, 2011
MORGAN STANLEY
RIA
CRD#: 149777
ALEXANDRIA, VA
Past
June 1, 2009 - March 23, 2011
MORGAN STANLEY
BD
CRD#: 149777
ALEXANDRIA, VA
Past
January 11, 1996 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ALEXANDRIA, VA
Past
May 23, 1995 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ALEXANDRIA, VA
Past
August 10, 1994 - March 28, 1995
MOORS & CABOT, INC.
BD
CRD#: 594
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VERDENCE CAPITAL ADVISORS, LLC
KWM ADVISORS, LLC | VERDENCE/FAMILY | VERDENCE CAPITAL ADVISORS, LLC | RIA+
CRD#: 288512 / SEC#: 801-110722
RIA
Registered Investment Advisory firm - (6/26/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(6/18/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VERDENCE CAPITAL ADVISORS, LLC
KWM ADVISORS, LLC | VERDENCE/FAMILY | VERDENCE CAPITAL ADVISORS, LLC | RIA+
CRD#: 288512 / SEC#: 801-110722
RIA
Registered Investment Advisory firm - (6/26/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 Schilling Road Suite 300, Hunt Valley, MD 21031
Mailing Address
Phone number
(410) 472-5380
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,206 |
| AUM (Assets Under Management) | $ 3,912,055,977 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 09/11/2024 | ||
| 01/03/2024 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
