Joseph J. Bourque

WORCESTER ADVISORS

Worcester, MA 01608-2421

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CRD#: 2481213

Professional summary

Joseph John Bourque is a registered financial advisor currently at WORCESTER ADVISORS located in Worcester, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Joseph has worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Bourque's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2013 - Present

WORCESTER ADVISORS

Office #1: 446 Main Street, Worcester, MA 01608-2421

RIA

CRD#: 106653

Worcester, MA

Past

January 1, 2008 - March 5, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MARLBOROUGH, MA

Past

November 11, 1999 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

MARLBOROUGH, MA

Past

February 17, 1999 - September 3, 1999

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

CRD#: 40596

HARTFORD, CT

Past

April 29, 1994 - May 18, 1994

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/14/2021)

IAR

Massachusetts
(4/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/15/1999

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 4/28/1994

General Securities Representative Examination

Current Firm

WORCESTER ADVISORS

WORCESTER ADVISORS | WORCESTER COUNTY FIDUCIARY ADVISORS INC

CRD#: 106653 / SEC#: 801-47521

RIA

Registered Investment Advisory firm - (5/16/2012 Terminated)

Florida

Registered Investment Advisory firm - (5/4/2012 Approved)

Massachusetts

Registered Investment Advisory firm - (3/20/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

446 Main Street, Worcester, MA 01608-2421

Mailing Address

Phone number

(508) 753-7300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	218
AUM (Assets Under Management)	$ 111,094,398

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
10/23/2023	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph J. Bourque

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Bourque's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORCESTER ADVISORS

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

ROYCE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/2013

Series 63

Date: 3/8/1999

Series 6

Date: 2/15/1999

Series 7

Date: 4/28/1994

Current Firm

WORCESTER ADVISORS

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WORCESTER ADVISORS

TRUST BUT VERIFY

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