James B. Bradford

PARALEL DISTRIBUTORS

New York, NY 10022

Some features on this profile are disabled

CRD#: 2481073

Professional summary

James Burke Bradford, who also goes by Burke Bradford, is a registered financial professional currently at PARALEL DISTRIBUTORS located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 13 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Burke Bradford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Burke Bradford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2025 - Present

PARALEL DISTRIBUTORS

Office #1: 950 3rd Avenue, New York, NY 10022

CRD#: 316115

New York, NY

Past

January 10, 2024 - June 18, 2025

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

March 16, 2015 - December 26, 2023

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

NORTH RICHLAND HILLS, TX

Past

March 12, 2015 - December 26, 2023

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

September 1, 2011 - December 3, 2013

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

CHICAGO, IL

Past

May 18, 2010 - September 1, 2011

NUVEEN FUND ADVISORS, LLC

RIA

CRD#: 104626

CHICAGO, IL

Past

April 28, 2010 - December 3, 2013

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

January 4, 2010 - April 28, 2010

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

SAN FRANCISCO, CA

Past

January 4, 2010 - April 27, 2010

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

September 8, 2009 - January 4, 2010

EVERGREEN INVESTMENT MANAGEMENT CO

RIA

CRD#: 104594

BOSTON, MA

Past

January 25, 2008 - January 4, 2010

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

February 9, 2005 - January 10, 2008

VAN KAMPEN ADVISORS INC

RIA

CRD#: 104703

HOUSTON, TX

Past

September 29, 2003 - January 10, 2008

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

June 21, 2002 - October 2, 2003

AIM PRIVATE ASSET MANAGEMENT

RIA

CRD#: 109264

HOUSTON, TX

Past

June 22, 1994 - October 2, 2003

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/22/2025)

Alaska
(7/22/2025)

Arizona
(7/22/2025)

Arkansas
(7/22/2025)

California
(7/22/2025)

Colorado
(7/22/2025)

Connecticut
(7/22/2025)

Delaware
(7/22/2025)

District of Columbia
(7/22/2025)

Florida
(7/22/2025)

Georgia
(7/22/2025)

Hawaii
(7/22/2025)

Idaho
(7/22/2025)

Illinois
(7/22/2025)

Indiana
(7/22/2025)

Iowa
(7/22/2025)

Kansas
(7/22/2025)

Kentucky
(7/22/2025)

Louisiana
(7/22/2025)

Maine
(7/22/2025)

Maryland
(7/22/2025)

Massachusetts
(7/22/2025)

Michigan
(7/22/2025)

Minnesota
(7/22/2025)

Mississippi
(7/22/2025)

Missouri
(7/22/2025)

Montana
(7/22/2025)

Nebraska
(7/22/2025)

Nevada
(7/22/2025)

New Hampshire
(7/22/2025)

New Jersey
(7/22/2025)

New Mexico
(7/22/2025)

New York
(7/22/2025)

North Carolina
(7/22/2025)

North Dakota
(7/22/2025)

Ohio
(7/25/2025)

Oklahoma
(7/22/2025)

Oregon
(7/22/2025)

Pennsylvania
(7/22/2025)

Puerto Rico
(7/22/2025)

Rhode Island
(7/22/2025)

South Carolina
(7/22/2025)

South Dakota
(7/22/2025)

Tennessee
(7/22/2025)

Texas
(7/22/2025)

Utah
(7/22/2025)

Vermont
(7/22/2025)

Virgin Islands
(7/22/2025)

Virginia
(7/22/2025)

Washington
(7/22/2025)

West Virginia
(7/22/2025)

Wisconsin
(7/22/2025)

Wyoming
(7/22/2025)

Exams

State Security Law Exam

Series 63

Date: 6/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 7/22/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/20/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PARALEL DISTRIBUTORS

PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1700 Broadway Suite 1850, Denver, CO 80290

Mailing Address

1700 Broadway Suite 1850, Denver, CO 80290

Phone number

(303) 378-0364

Established

Delaware since 06/21/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PARALEL TECHNOLOGIES, LLC	DIRECT OWNER
MAY, JEREMY OPPEGARD	CEO/FOUNDER	2744563
SWENSON, BRADLEY JOHN	PRESIDENT/CCO/FINOP	2666663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James B. Bradford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Burke Bradford's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANUS HENDERSON DISTRIBUTORS US LLC

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN SECURITIES, LLC

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN FUND ADVISORS, LLC

NUVEEN SECURITIES, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

EVERGREEN INVESTMENT MANAGEMENT CO

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

VAN KAMPEN ADVISORS INC

INVESCO CAPITAL MARKETS, INC.

AIM PRIVATE ASSET MANAGEMENT

INVESCO DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/1994

Series 6TO

Date: 7/22/2025

SIE

Date: 10/1/2018

Series 7

Date: 1/13/1995

Series 6

Date: 6/20/1994

FINRA

Current Firm

PARALEL DISTRIBUTORS

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PARALEL DISTRIBUTORS

TRUST BUT VERIFY

Similar Advisors