Robert H. Chicoine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Henry Chicoine JR, who also goes by Robert H Chicoine Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2014 - September 12, 2016
COWEN PRIME SERVICES LLC
May 30, 2013 - May 15, 2014
SRT SECURITIES LLC
April 17, 2013 - May 31, 2013
DIRECT ACCESS PARTNERS LLC
February 28, 2011 - April 2, 2013
CANTOR FITZGERALD & CO.
March 3, 2004 - February 28, 2011
PCS DUNBAR SECURITIES, LLC
April 14, 2003 - January 10, 2005
PCS SECURITIES, INC.
December 22, 1999 - May 5, 2003
FANO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/31/2000
Limited Representative-Equity Trader ExamCurrent Firm
COWEN PRIME SERVICES LLC
CRD#: 153397 / SEC#: , 8-68531
Contact information
FINRA licenses (1 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
