Richard H. Hogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Hyrum Hogan was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1969. Richard had worked at 13 firms and has passed the Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2000 - June 11, 2020
FARMERS FINANCIAL SOLUTIONS, LLC
July 13, 2000 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
February 10, 1995 - October 19, 1996
VOYA FINANCIAL ADVISORS, INC.
February 9, 1994 - December 31, 1994
AMERICAN FUNDS & TRUSTS INCORPORATED
March 25, 1993 - December 31, 1993
CADARET, GRANT & CO., INC.
January 28, 1988 - April 2, 1993
MONEY CONCEPTS CAPITAL CORP
February 4, 1981 - May 17, 1988
AMERICAN FUNDS & TRUSTS INCORPORATED
September 14, 1979 - January 31, 1981
SOUTHMARK FINANCIAL SERVICES, INC.
June 21, 1978 - October 24, 1979
INDEPENDENT FINANCIAL PLANNERS CORPORATION
March 30, 1977 - January 25, 1983
INDEPENDENT SECURITIES CORPORATION
October 24, 1973 - May 15, 1977
SECURITY COUNSELORS INC.
July 16, 1973 - November 29, 1973
SOUTHMARK FINANCIAL SERVICES, INC.
March 14, 1973 - July 29, 1973
EQUITY FUNDING SECURITIES CORP
May 8, 1972 - April 26, 1973
CROWN SECURITIES CORPORATION
March 19, 1971 - March 20, 1973
USLIFE EQUITY SALES CORP
December 10, 1969 - June 20, 1971
AMERICAN FUNDS & TRUSTS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/6/1969
Registered Representative ExaminationCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
