PH
Patrick W. Hogan
SAXONY CAPITAL MANAGEMENT
Hamilton, OH 45011
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CRD#: 248081
PH
Professional summary
Patrick William Hogan is a registered financial advisor currently at SAXONY CAPITAL MANAGEMENT, LLC located in Hamilton, Ohio and SAXONY SECURITIES, INC. located in Hamilton, Ohio.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Patrick has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, Series 7TO, Series 99TO, SIE, Series 55, Series 5, Series 1, Series 53, Series 24, Series 27, Series 4 and Series 00 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) PATRICK FINANCIAL, DBA FOR INVESTMENT RELATED ACTIVITY. 2.) PATRICK FINANCIAL CORP, INVESTMENT RELATED, 1502 UNIVERSITY BLVD, HAMILTON, OH 45011, FIXED ANNUITY SALES & SERVICING;TAX PREP SERVICE AND CONSULTING; MANAGER, STARTED ON 04/14/2009; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS, DUTIES INCLUDE CONSULTING AND SERVICING CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick William Hogan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2025 - Present
SAXONY CAPITAL MANAGEMENT, LLC
Office #1: 1502 University Blvd, Hamilton, OH 45011RIA
CRD#: 122692
Hamilton, OH
Current
March 2, 2009 - Present
SAXONY SECURITIES, INC.
Office #1: 1502 University Blvd, Hamilton, OH 45011BD
CRD#: 115547
Hamilton, OH
Past
February 11, 2013 - December 31, 2024
SAXONY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 122692
HAMILTON, OH
Past
October 18, 2006 - May 1, 2013
PATRICK MONEY MANAGEMENT CO.
RIA
CRD#: 119872
HAMILTON, OH
Past
August 8, 1985 - April 1, 2009
PATRICK CAPITAL MARKETS, LLC
BD
CRD#: 16518
HAMILTON, OH
Past
December 7, 1970 - August 7, 1985
QUEEN CITY SECURITIES CORPORATION
BD
CRD#: 5460
Past
February 2, 1970 - March 20, 1971
M L LONGI & CO INC
BD
CRD#: 1000001
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAXONY CAPITAL MANAGEMENT, LLC
9DOT WEALTH | SAXONY SECURITIES, INC. | SAXONY INVESTMENT MANAGEMENT CORP. | SAXONY INSURANCE AGENCY, LLC | SAXONY CAPITAL MANAGEMENT, LLC | SAXONY CAPITAL MANAGEMENT LLC. | SAXONY ADVISORS | IRONHORSE INVESTMENTS & ESTATE PLANNING
CRD#: 122692 / SEC#: 801-68385
RIA
Registered Investment Advisory firm - (10/15/2007 Approved)Arkansas
Registered Investment Advisory firm - (10/15/2007 Terminated)California
Registered Investment Advisory firm - (10/15/2007 Terminated)Connecticut
Registered Investment Advisory firm - (10/15/2007 Terminated)Florida
Registered Investment Advisory firm - (10/15/2007 Terminated)Indiana
Registered Investment Advisory firm - (10/24/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Mississippi
Registered Investment Advisory firm - (10/24/2005 Terminated)Missouri
Registered Investment Advisory firm - (10/15/2007 Terminated)New Jersey
Registered Investment Advisory firm - (10/24/2007 Terminated)North Carolina
Registered Investment Advisory firm - (10/15/2007 Terminated)Ohio
Registered Investment Advisory firm - (10/15/2007 Terminated)South Carolina
Registered Investment Advisory firm - (11/9/2005 Terminated)Tennessee
Registered Investment Advisory firm - (5/31/2006 Terminated)Texas
Registered Investment Advisory firm - (10/15/2007 Terminated)Utah
Registered Investment Advisory firm - (12/31/2006 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2012)
RR
California(12/19/2011)
RR
Florida(3/2/2009)
RR
Georgia(3/2/2009)
RR
Indiana(3/2/2009)
RR
Kentucky(3/2/2009)
RR
New York(3/2/2009)
RR
Ohio(3/2/2009)
IAR
Ohio(1/3/2025)
RR
Pennsylvania(3/2/2009)
RR
Texas(7/17/2018)
IAR
Texas(1/2/2025)
RR
Washington(9/30/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/20/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
RR
Series 5
Date: 4/30/1982
Interest Rate Options ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 8/30/1968
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 00
Date: 11/10/1970
General Securities Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
SC
SAXONY CAPITAL MANAGEMENT, LLC
9DOT WEALTH | SAXONY SECURITIES, INC. | SAXONY INVESTMENT MANAGEMENT CORP. | SAXONY INSURANCE AGENCY, LLC | SAXONY CAPITAL MANAGEMENT, LLC | SAXONY CAPITAL MANAGEMENT LLC. | SAXONY ADVISORS | IRONHORSE INVESTMENTS & ESTATE PLANNING
CRD#: 122692 / SEC#: 801-68385
RIA
Registered Investment Advisory firm - (10/15/2007 Approved)Arkansas
Registered Investment Advisory firm - (10/15/2007 Terminated)California
Registered Investment Advisory firm - (10/15/2007 Terminated)Connecticut
Registered Investment Advisory firm - (10/15/2007 Terminated)Florida
Registered Investment Advisory firm - (10/15/2007 Terminated)Indiana
Registered Investment Advisory firm - (10/24/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Mississippi
Registered Investment Advisory firm - (10/24/2005 Terminated)Missouri
Registered Investment Advisory firm - (10/15/2007 Terminated)New Jersey
Registered Investment Advisory firm - (10/24/2007 Terminated)North Carolina
Registered Investment Advisory firm - (10/15/2007 Terminated)Ohio
Registered Investment Advisory firm - (10/15/2007 Terminated)South Carolina
Registered Investment Advisory firm - (11/9/2005 Terminated)Tennessee
Registered Investment Advisory firm - (5/31/2006 Terminated)Texas
Registered Investment Advisory firm - (10/15/2007 Terminated)Utah
Registered Investment Advisory firm - (12/31/2006 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11152 S Towne Square, Saint Louis, MO 63123
Mailing Address
Phone number
(314) 963-9336
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,307 |
| AUM (Assets Under Management) | $ 297,922,213 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAXONY CAPITAL MANAGEMENT, LLC
CRD#: 122692Hamilton, OH 45011TRUST BUT VERIFY
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Contact information
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