Lee A. Ginther
Professional summary
Lee Andrew Ginther, who also goes by Andy Ginther, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charleston, West Virginia and TRUIST INVESTMENT SERVICES, INC. located in Charleston, West Virginia.
Lee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Lee has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lee Andrew Ginther's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 300 Summers St Fl 5, Charleston, WV 25301February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 300 Summers St Suite 620, Charleston, WV 25301January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
September 22, 2004 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
September 17, 2004 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
October 1, 1999 - October 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
July 29, 1994 - October 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
May 6, 1994 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2021)
(3/3/2023)
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(1/24/2022)
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(4/28/2022)
(3/3/2023)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Charleston, WV 25301TRUST BUT VERIFY
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