Thomas E. Christensen
Professional summary
Thomas Edwin Christensen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Thomas had worked at 3 firms, which includes EMERSON BENNETT & ASSOCIATES, FAIRCHILD FINANCIAL GROUP INC., MONROE PARKER SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1998 - May 11, 2001
EMERSON BENNETT & ASSOCIATES
January 15, 1998 - February 25, 1998
FAIRCHILD FINANCIAL GROUP, INC.
August 22, 1994 - December 23, 1997
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EMERSON BENNETT & ASSOCIATES
CRD#: 36171 / SEC#: , 8-47116
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAMA HOLDING CORPORATION | OWNER | |
| MARTIN, BRENTLEY CHAD | PRESIDENT/CEO/CFO | 2320760 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
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