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Thomas E. Christensen

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CRD#: 2480652
TC

Professional summary

Thomas Edwin Christensen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Thomas is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Thomas had worked at 3 firms, which includes EMERSON BENNETT & ASSOCIATES, FAIRCHILD FINANCIAL GROUP INC., MONROE PARKER SECURITIES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas E Christensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 20, 1998 - May 11, 2001

EMERSON BENNETT & ASSOCIATES

BD
CRD#: 36171
FT. LAUDERDALE, FL
Past

January 15, 1998 - February 25, 1998

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

August 22, 1994 - December 23, 1997

MONROE PARKER SECURITIES, INC.

BD
CRD#: 31204
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/26/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/24/1997
General Securities Principal Examination

Current Firm

EB
EMERSON BENNETT & ASSOCIATES
CAPITAL GROWTH INTERNATIONAL L.L.C. | U.S. SACHEM FINANCIAL CONSULTANTS | SACHEM FINANCIAL CONSULTANTS, LTD. | EMERSON BENNETT & ASSOCIATES, LLC | EMERSON BENNETT & ASSOCIATES, INC. | EMERSON BENNETT & ASSOCIATES

CRD#: 36171 / SEC#: , 8-47116

BD
Terminated by SEC on 04/05/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 04/29/1998
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
VAMA HOLDING CORPORATIONOWNER
MARTIN, BRENTLEY CHADPRESIDENT/CEO/CFO2320760

Disclosures

Regulatory Event1
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMERSON BENNETT & ASSOCIATES

CRD#: 36171

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