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Brentley Chad Martin

CRD# 2320760·Registered 1993 - 2002
Barred: Brentley Chad Martin was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Brentley Chad Martin, who also goes by Brent Martin, Brentley C Martin, Brentley Martin, was a registered financial advisor. Brentley was a previously registered financial professional and started their career in finance 1993 - 2002. Brentley had worked at 7 firms and has passed the Series 63, Series 55, Series 7, Series 27, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brent Martin, Brentley C Martin, Brentley Martin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CARDINAL CAPITAL MANAGEMENT, INC.·CRD# 24605
BD
Miami, FL
November 5, 2001 - November 8, 2002
EMERSON BENNETT & ASSOCIATES·CRD# 36171
BD
Ft. Lauderdale, FL
February 25, 1998 - March 5, 2002
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
November 25, 1997 - December 10, 1997
BRAUER & ASSOCIATES, INC.·CRD# 18278
BD
St. Petersburg, FL
March 19, 1997 - December 3, 1997
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
May 25, 1994 - July 11, 1997
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
October 5, 1993 - February 16, 1994
JOSEPH ROBERTS & CO., INC.·CRD# 15971
BD
Pompano Beach, FL
July 19, 1993 - October 7, 1993
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
March 23, 1993 - July 19, 1993

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Current Firm

CC
CARDINAL CAPITAL MANAGEMENT, INC.

CARDINAL CAPITAL MANAGEMENT, INC | COMMUNITY INVESTMENT SERVICES, INC. | CARDINAL CAPITAL MANAGEMENT, INC.

CRD#: 24605 / SEC#: 8-41272
BD
Terminated by SEC on 03/13/2005

Contact Information

Established

Florida since 03/14/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CARDINAL CAPITAL . NET, INC.NEW PARENT COMPANY—
CARBONELL, GRISSEL MARIAFINOP2251670
SMITH, HERSHEL FRANCIS JRCHAIRMAN/CEO/SECRETARY/SROP/CROP427817
SWEENEY, CHRISTOPHER ALANSENIOR MANAGING DIRECTOR823375

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1993About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Mar 1993About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1998About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 1997About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1996About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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