Norman R. Harp

RETIREMENT RESOURCES

LEAWOOD, KS 66224

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CRD#: 2480563

Professional summary

Norman Ray Harp, who also goes by Norman Harp, is a registered financial advisor currently at RETIREMENT RESOURCES INC. located in Leawood, Kansas.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Norman has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Norman Harp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.NORMAN R HARP, CPA,PA, OWNER,CPA PRACTICE; OPERATE/MANAGE AND PERFORM TAX PREPARATION SERVICES; START-11/1990; 170 HRS/MONTH 2. CHART PLANNING PRIVATE WEALTH MANAGEMENT, LLC, OWNER, INVESTMENT-RELATED,FINANCIAL PLANNING, INDEPEDENT INSURANCE SALES. 3. MID-AMERICAN DEVELOPMENT AND MANAGEMENT, LLC ("MADAM"), NOT INVESTMENT-RELATED, REAL ESTATE AND PROPERTY MANAGEMENT, START-2003, AGENT, CROWN REALTY; SELL AND MANAGE REAL ESTATE. 4.RETIREMENT RESOURCES INC., INVESTMENT-RELATED, REGISTERED ADVISOR (RA) 5. NORMAN R HARP, CPA PA, OWNER CPA PRACTICE IN KANSAS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Ray Harp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2013 - Present

RETIREMENT RESOURCES INC.

Office #1: 4901 West 136th St, Leawood, KS 66224

RIA

CRD#: 107996

LEAWOOD, KS

Past

December 12, 2017 - February 28, 2025

B.B. GRAHAM & COMPANY, INC.

CRD#: 41533

Leawood, KS

Past

October 6, 2008 - March 28, 2013

LEVITT BETZELBERGER WEINRICH, INC.

RIA

CRD#: 116373

OVERLAND PARK, KS

Past

July 21, 2008 - December 12, 2017

MOLONEY SECURITIES CO., INC.

CRD#: 38535

Leawood, KS

Past

October 20, 2006 - July 30, 2008

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

HARRISONVILLE, MO

Past

August 15, 2006 - August 20, 2008

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

HARRISONVILLE, MO

Past

March 20, 2006 - August 16, 2006

WADDELL & REED

RIA

CRD#: 866

INDEPENDENCE, MO

Past

March 20, 2006 - August 16, 2006

WADDELL & REED

CRD#: 866

INDEPENDENCE, MO

Past

November 7, 2003 - March 24, 2006

COHEN ADVISORY SERVICES,LLC

RIA

CRD#: 115540

OVERLAND PARK, KS

Past

September 4, 2003 - February 15, 2006

OSAIC WEALTH, INC.

CRD#: 23131

HARRISONVILLE, MO

Past

March 9, 2001 - August 5, 2003

S&A FINANCIAL SERVICES, INC.

RIA

CRD#: 110471

MERRIAM, KS

Past

September 5, 2000 - June 27, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(3/19/2013)

IAR

Missouri
(4/29/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/1999

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 9/22/2014

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 6/4/2007

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/1/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RETIREMENT RESOURCES INC.

RETIREMENT RESOURCES INC | RETIREMENT RESOURCES INC.

CRD#: 107996 / SEC#: 801-56380

RIA

Registered Investment Advisory firm - (6/3/2004 Terminated)

Kansas

Registered Investment Advisory firm - (7/19/2004 Approved)

Missouri

Registered Investment Advisory firm - (4/22/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10551 Barkley St. Suite 104, Overland Park, KS 66212

Mailing Address

Phone number

(913) 387-0117

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 7,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Norman R. Harp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Ray Harp's CRS (Customer Relationship Summary).

Certified licenses

Experience

B.B. GRAHAM & COMPANY, INC.

LEVITT BETZELBERGER WEINRICH, INC.

MOLONEY SECURITIES CO., INC.

AVANTAX PLANNING PARTNERS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

WADDELL & REED

WADDELL & REED

COHEN ADVISORY SERVICES,LLC

OSAIC WEALTH, INC.

S&A FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/1999

Series 63

Date: 4/28/1994

SIE

Date: 10/1/2018

Series 62

Date: 9/22/2014

Series 22

Date: 6/4/2007

Series 6

Date: 9/1/2000

Current Firm

RETIREMENT RESOURCES INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT RESOURCES INC.

TRUST BUT VERIFY

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