Amy T. Fields

INVESTMENTS PLUS LLC

Waco, TX 76712

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CRD#: 2480560

Professional summary

Amy Torian Fields, who also goes by Amy E Torian, Amy Elizabeth Torian, is a registered financial advisor currently at INVESTMENTS PLUS LLC located in Waco, Texas.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Amy has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy E Torian | Amy Elizabeth Torian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental Property Owner (not investment-related re securities) - 17005 Star Canyon Dr Woodway, Texas - Rent Houses - Owner/Manager - 10/2002 - present - 5 to 10 hours/month on average - 0 hours are necessary during the trading day - I receive/ deposit rents, pay invoices/loans, receive maintenance calls, and pass calls onto my vendors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Torian Fields's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2019 - Present

INVESTMENTS PLUS LLC

Office #1: 200 W. Hwy 6, Suite 611, Waco, TX 76712

RIA

CRD#: 306040

Waco, TX

Past

October 27, 2016 - September 30, 2019

DISCIPLINED INVESTORS, L.L.C.

RIA

CRD#: 114614

WACO, TX

Past

April 15, 1997 - June 30, 2003

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

June 8, 1994 - April 17, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/7/1994

General Securities Representative Examination

Current Firm

INVESTMENTS PLUS LLC

INVESTMENTS PLUS LLC | RIGHT INVESTING LLC

CRD#: 306040 / SEC#:

Texas

Registered Investment Advisory firm - (11/7/2019 Approved)

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Contact information

Main Address

200 W. Hwy 6, Suite 611, Waco, TX 76712

Mailing Address

Phone number

(254) 715-7990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 21,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amy T. Fields

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Torian Fields's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENTS PLUS LLC

DISCIPLINED INVESTORS, L.L.C.

MOMENTUM INDEPENDENT NETWORK INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2016

Series 63

Date: 6/29/1994

Series 7

Date: 6/7/1994

Current Firm

INVESTMENTS PLUS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTMENTS PLUS LLC

TRUST BUT VERIFY

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