Todd T. Leong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Tester Leong MR., who also goes by Todd Tester Leong, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1994. Todd had worked at 6 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2023 - December 18, 2023
DRIVEWEALTH INSTITUTIONAL LLC
August 8, 2017 - May 28, 2019
MIRAE ASSET SECURITIES (USA) INC.
October 8, 2007 - November 13, 2009
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
April 27, 2005 - June 29, 2007
DC TRADING PARTNERS L.L.C.
January 23, 2003 - June 15, 2005
RONIN CAPITAL, LLC
May 16, 1994 - July 7, 1999
MAPLE SECURITIES U.S.A. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/10/2023
General Securities Representative ExaminationSeries 57TO
Date: 3/28/2023
Securities Trader ExamCurrent Firm
DRIVEWEALTH INSTITUTIONAL LLC
CRD#: 33038 / SEC#: , 8-31461
Contact information
FINRA licenses (32 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | CHIEF OPERATING OFFICER | 2262100 |
| MADARASZ, RONALD JOHN | SENIOR MANAGER, INSTITUTIONAL SALES & TRADING | 1769473 |
| METZGER, BARRY SCOTT | CHIEF EXECUTIVE OFFICER | 4719211 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
| TZANETEAS, ALEC MICHAEL | CHIEF COMPLIANCE OFFICER | 6983736 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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