Clifford Clinton Swint
Professional Summary
Clifford Clinton Swint is a registered financial advisor currently at MFR SECURITIES, INC. located in Naples, Florida. Clifford is registered as a RR (Registered Representative) and started their career in finance in 1994. Clifford has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
MARIA FIORINI RAMIREZ SECURITIES, INC. | MFR SECURITIES, INC.
Contact Information
Main Address
2150 Goodlette Frank Road North, Suite 650, Naples, FL 34102Mailing Address
P.o. Box 8568, Naples, FL 34102Phone Number
(212) 416-5000Established
Florida since 04/21/2025Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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AUSDAL FINANCIAL PARTNERS, INC.
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State Registrations and Notice Filings
(4/23/2026)
(3/23/2021)
(4/23/2026)
(5/20/2026)
(6/6/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Clifford Clinton Swint's CRS (Customer Relationship Summary).
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