Henry J. Koehne
CETERA INVESTMENT ADVISERS LLC
GREEN BAY, WI
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CRD#: 2479179
Professional summary
Henry John Koehne III, CFP®, who also goes by Jac Koehne, Jack Koehne, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Green Bay, Wisconsin and CETERA WEALTH SERVICES, LLC located in Green Bay, Wisconsin.
Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Henry has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jac Koehne | Jack Koehne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2140 VELP AVE STE 101; GREEN BAY; WI; 54303; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/13/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 2) NAME OF ENTITY: Koehne Accounting & Tax Solutions LLC; No; 2140 VELP AVE STE 101; GREEN BAY; WI; 54303; tax and accounting; Sole Member; 1/1/2008; 80; 80; offer tax accounting, book keeping, and general accounting services| 3) NAME OF OTHER BUSINESS: HOMESTEAD WETLANDS LLC; INVESTMENT RELATED: NO; ADDRESS: 1871 COUNTY ROAD J. LITTLE SAUMICO, WI 54141; NATURE OF BUSINESS: WELTANDS PRESERVATION/FARMLAND RENTALS; START DATE: 06/2016; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: PRESERVINB WETLANDS AND RENTING LAND TO FARMERS; 4) NAME OF ENTITY: Henry Koehne-Farm Land Rental; No; 2140 Velp Ave Ste 101; Green Bay; WI; 480354; farm land; Henry J Koehne; 10/1/2019; 1; 0; rent land to farmer 5) |NAME OF ENTITY: Koehne Homestead LLC; No; 1840 County Road J; Little Suamico; WI; 54141; Historical preservation of family farm/rental of land for crops; Member; 10/1/2019; 0; 0; NO DUTIES AT THIS TIME| 6) NAME OF ENTITY: Duck Creek Financial Planning; Yes; 2140 Velp Ave STE 101; Green Bay; WI; 54303; Financial Services/dba; CFP; 3/1/2021; 160; 160; Sale and Services Insurance, Securities and Investment Products|
CRS (Client Relationship Summary) - RIA
Click below to view Henry John Koehne III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GREEN BAY, WI
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2140 Velp Ave Suite 101, Green Bay, WI 54303BD
CRD#: 13572
Green Bay, WI
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 19, 2011 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
GREEN BAY, WI
Past
August 10, 2011 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
GREEN BAY, WI
Past
April 15, 2009 - August 11, 2011
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
GREEN BAY, WI
Past
September 16, 2008 - September 16, 2008
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
GREEN BAY, WI
Past
May 30, 2008 - May 30, 2008
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
GREEN BAY, WI
Past
May 19, 2008 - August 11, 2011
GIRARD SECURITIES, INC.
BD
CRD#: 18697
GREEN BAY, WI
Past
June 16, 1994 - November 4, 1994
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/28/2024)
RR
California(6/9/2021)
RR
Florida(6/10/2021)
RR
Illinois(6/9/2021)
RR
Iowa(6/9/2021)
RR
Michigan(6/9/2021)
RR
Minnesota(6/9/2021)
RR
Montana(1/18/2024)
RR
Wisconsin(6/9/2021)
IAR
Wisconsin(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
