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Michael Anthony Boston

CRD# 2479082·Registered 1994 - 2001
Barred: Michael Anthony Boston was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Anthony Boston, who also goes by Michael Boston, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1994 - 2001. Michael had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Boston

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FIRST LIBERTY INVESTMENT GROUP, INC.·CRD# 3536
BD
Philadelphia, PA
August 21, 2000 - March 30, 2001
BAXTER BANKS & SMITH, LTD.·CRD# 40771
BD
St. Petersburg, FL
December 17, 1997 - February 4, 1999
BRIARWOOD INVESTMENT COUNSEL·CRD# 6368
BD
New York, NY
July 21, 1997 - July 23, 1997
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
March 24, 1997 - July 15, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION·CRD# 21846
BD
New York, NY
November 8, 1996 - March 12, 1997
SHAMUS GROUP, INC.·CRD# 5036
BD
September 4, 1996 - November 19, 1996
SHAMUS GROUP, INC.·CRD# 5036
BD
August 13, 1996 - August 22, 1996
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
August 1, 1996 - September 19, 1996
MONITOR INVESTMENT GROUP, INC.·CRD# 31007
BD
June 4, 1996 - July 10, 1997
L.B. SAKS, INC.·CRD# 34070
BD
August 11, 1995 - June 5, 1996
JOSEPH DILLON & COMPANY INC.·CRD# 35220
BD
Great Neck, NY
December 12, 1994 - June 2, 1995

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Current Firm

FL
FIRST LIBERTY INVESTMENT GROUP, INC.

FIRST LIBERTY INVESTMENT GROUP, INC. | LIBERTY INVESTMENT GROUP | LEON H. SULLIVAN, INC.

CRD#: 3536 / SEC#: 8-6824
BD
Cancelled by SEC on 06/13/2003

Contact Information

Established

Pennsylvania since 08/11/1958

Firm Type

Corporation

Fiscal Year End

August

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST COMMONWEALTH INV. GRPOWNER—
EMINENTE, CHRISTIAN LUCIANOEXEC. VP2109308

Disclosures

Regulatory Event

15

Arbitration

10

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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