Michael A. Boston
Professional summary
Michael Anthony Boston was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Michael had worked at 10 firms, which includes FIRST LIBERTY INVESTMENT GROUP INC., BAXTER BANKS & SMITH LTD., BRIARWOOD INVESTMENT COUNSEL, CORTLANDT CAPITAL CORPORATION, FIRST CAMBRIDGE SECURITIES CORPORATION, SHAMUS GROUP INC., MEYERS POLLOCK ROBBINS INC., MONITOR INVESTMENT GROUP INC., L.B. SAKS INC., JOSEPH DILLON & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2000 - March 30, 2001
FIRST LIBERTY INVESTMENT GROUP, INC.
December 17, 1997 - February 4, 1999
BAXTER BANKS & SMITH, LTD.
July 21, 1997 - July 23, 1997
BRIARWOOD INVESTMENT COUNSEL
March 24, 1997 - July 15, 1997
CORTLANDT CAPITAL CORPORATION
November 8, 1996 - March 12, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
September 4, 1996 - November 19, 1996
SHAMUS GROUP, INC.
August 13, 1996 - August 22, 1996
SHAMUS GROUP, INC.
August 1, 1996 - September 19, 1996
MEYERS POLLOCK ROBBINS, INC.
June 4, 1996 - July 10, 1997
MONITOR INVESTMENT GROUP, INC.
August 11, 1995 - June 5, 1996
L.B. SAKS, INC.
December 12, 1994 - June 2, 1995
JOSEPH DILLON & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST LIBERTY INVESTMENT GROUP, INC.
CRD#: 3536 / SEC#: , 8-6824
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMONWEALTH INV. GRP | OWNER | |
| EMINENTE, CHRISTIAN LUCIANO | EXEC. VP | 2109308 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 10 |
Red Flags
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