Annette M. Latigue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Annette Michelle Latigue, who also goes by Annette M Cooper, Annette Michelle Cooper, was a registered financial professional .
Annette is a previously registered financial professional and started their career in finance in 1997. Annette had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2017 - October 7, 2020
PURSHE KAPLAN STERLING INVESTMENTS
January 27, 2015 - February 23, 2017
MORGAN STANLEY
January 16, 2014 - August 4, 2014
MORGAN STANLEY
May 7, 2007 - April 20, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.
May 24, 2001 - February 2, 2007
SANDERS MORRIS LLC
December 14, 1998 - May 24, 2001
ADVANTAGE CAPITAL CORPORATION
November 24, 1997 - November 10, 1998
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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