FD
Florence M. Dupont
FINANCIAL DECISIONS
New York, NY
Some features on this profile are disabled
CRD#: 2478743
FD
Professional summary
Florence Myriam Dupont, CFP®, who also goes by Florence Myriam Rosenblum, is a registered financial advisor currently at FINANCIAL DECISIONS, LLC located in New York, New York.
Florence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Florence has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Estate Planning
Investment Planning
Employee and Employer Plan Ben...
Retirement Planning
Tax Planning
Comprehensive Financial Planni...
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Florence Myriam Rosenblum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: INSURANCE DECISIONS | Position Held: Agent | Address: 780 THIRD AVENUE, 19TH FLOOR, NEW YORK, NY 10017 | Start Date: 2013 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 10-25 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) NEW DAWN FOUNDATION | Investment Related: No | DBA Name: N/A | Position Held: Officer | Address: 590 DAVENPORT AVE., NEW ROCHELLE, NY 10804 | Start Date: 01/01/2006 | Nature of Activity: Charity/Religious/Foundation | Approx Hrs Per Mth: Less than 10 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: BOOKKEEPING, PROVIDE INFORMATION TO THE CPA FOR FILING FORM 990. 3) MENTORING TREE FOUNDATION | Investment Related: No | DBA Name: N/A | Position Held: Officer | Address: 245 EAST 25TH STREET, APT. 18D, NEW YORK, NY 10010 | Start Date: 01/01/2001 | Nature of Activity: Charity/Religious/Foundation | Approx Hrs Per Mth: Less than 10 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: REVIEWING MATTERS RELATING TO THE BEST COURSE OF ACTION FOR THE CHARITY, NO ACTIVITIES AT THIS TIME, NON-PROFIT PRESENTLY IS DORMANT.
CRS (Client Relationship Summary) - RIA
Click below to view Florence Myriam Dupont's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
November 13, 2018 - Present
FINANCIAL DECISIONS, LLC
Office #2: 780 Third Avenue 18th Floor, New York, NY 10017RIA
CRD#: 107755
New York, NY
Past
December 10, 2012 - October 17, 2014
FINANCIAL DECISIONS, LLC
RIA
CRD#: 107755
NEW YORK, NY
Past
February 4, 2002 - December 31, 2018
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
NEW YORK, NY
Past
September 5, 1997 - December 20, 2001
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
April 17, 1996 - October 1, 1996
CANTELLA & CO., INC.
BD
CRD#: 13905
MALDEN, MA
Past
May 18, 1994 - May 9, 1995
R. L. RENCK & CO., INC.
BD
CRD#: 13462
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FD
FINANCIAL DECISIONS, LLC
FINANCIAL DECISIONS INC | FINANCIAL DECISIONS, LLC
CRD#: 107755 / SEC#: 801-39858
RIA
Registered Investment Advisory firm - (10/2/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/30/2021)
IAR
Texas(11/13/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FD
FINANCIAL DECISIONS, LLC
FINANCIAL DECISIONS INC | FINANCIAL DECISIONS, LLC
CRD#: 107755 / SEC#: 801-39858
RIA
Registered Investment Advisory firm - (10/2/1991 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
780 Third Avenue 18th Floor, New York, NY 10017
Mailing Address
Phone number
(212) 920-3470
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 551 |
| AUM (Assets Under Management) | $ 321,159,838 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
