JM
Jeffrey A. Morris
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Estes Park, CO 80517
Some features on this profile are disabled
CRD#: 2478499
JM
Professional summary
Jeffrey Allen Morris is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Estes Park, Colorado and MOLONEY SECURITIES CO., INC. located in Estes Park, Colorado.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SECURITIES, ADVISORY AND INSURANCE ACTIVITIES D/B/A INVESTMENT CENTER OF ESTES PARK, 501 ST. VRAIN LANE, SUITE 100, ESTES PARK, CO 80517. SECURITIES OFFERED THROUGH MOLONEY SECURTIES CO, INC. OWNER, ESTES PARK FINANCIAL, INC. USED FOR TAX PURPOSES - INCOME FROM MOLONEY SECURITIES FLOWS THROUGH ENTITY. 5001 ST. VRAIN LANE, SUITE 100, ESTES PARK, CO 80517. IVESTOR - HAMILTON SQUARE VIII LLC DBA LUMINIS LIFESCIENCES. 110 MAIN STREET #1301, LONGMONT, CO 80501. NOT SECURITIES RELATED. NOT CONDUCTED DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Allen Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2016 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: 501 St. Vrain Lane Suite 100, Estes Park, CO 80517RIA
CRD#: 282448
Estes Park, CO
Current
March 16, 2012 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 501 St. Vrain Lane Suite 100, Estes Park, CO 80517BD
CRD#: 38535
Estes Park, CO
Past
January 27, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
RIA
CRD#: 282140
CARLINVILLE, IL
Past
March 16, 2012 - April 27, 2016
MOLONEY SECURITIES CO., INC.
RIA
CRD#: 38535
CARLINVILLE, IL
Past
August 18, 2000 - March 19, 2012
EAGLE ONE INVESTMENTS, LLC
RIA
CRD#: 45254
CARLINVILLE, IL
Past
September 18, 1998 - March 19, 2012
EAGLE ONE INVESTMENTS, LLC
BD
CRD#: 45254
CARLINVILLE, IL
Past
May 10, 1994 - October 7, 1998
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/15/2017)
RR
Arizona(3/15/2017)
RR
California(3/15/2017)
RR
Colorado(3/15/2017)
IAR
Colorado(3/17/2017)
RR
District of Columbia(7/1/2021)
RR
Florida(3/15/2017)
RR
Georgia(3/15/2017)
RR
Illinois(3/16/2012)
RR
Indiana(8/2/2018)
RR
Iowa(8/16/2017)
RR
Kansas(3/15/2017)
RR
Kentucky(8/3/2020)
RR
Maryland(3/15/2017)
RR
Massachusetts(3/15/2017)
RR
Michigan(3/15/2017)
RR
Minnesota(3/15/2017)
RR
Missouri(3/16/2012)
RR
Montana(11/14/2024)
RR
Nebraska(3/15/2017)
RR
Nevada(3/15/2017)
RR
New Mexico(3/15/2017)
RR
New York(4/14/2014)
RR
North Carolina(3/15/2017)
RR
North Dakota(3/16/2012)
RR
Tennessee(4/3/2020)
RR
Texas(3/15/2017)
IAR
Texas(3/16/2017)
RR
Utah(4/1/2021)
RR
Virginia(3/15/2017)
RR
Washington(3/15/2017)
RR
Wisconsin(3/15/2017)
RR
Wyoming(9/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
