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BM

Brendan J. Mclaughlin

WALTON RE SECURITIES
Scottsdale, AZ 85258
Some features on this profile are disabled
CRD#: 2478221
BM

Professional summary

Brendan James Mclaughlin, who also goes by Brendan Mclaughlin, is a registered financial professional currently at WALTON RE SECURITIES, LLC located in Scottsdale, Arizona.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 1994. Brendan has worked at 14 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brendan Mclaughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan James Mclaughlin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 19, 2026 - Present

WALTON RE SECURITIES, LLC

Office #1: 8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
BD
CRD#: 172024
Scottsdale, AZ
Past

January 26, 2026 - February 3, 2026

ORCHARD SECURITIES, LLC

BD
CRD#: 133378
PLEASANT GROVE, UT
Past

May 1, 2025 - February 2, 2026

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
HOUSTON, TX
Past

April 3, 2025 - February 2, 2026

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
HOUSTON, TX
Past

August 16, 2022 - March 26, 2025

ORCHARD SECURITIES, LLC

BD
CRD#: 133378
PLEASANT GROVE, UT
Past

August 24, 2018 - August 17, 2022

SAMMONS FINANCIAL NETWORK, LLC

BD
CRD#: 158538
WEST DES MOINES, IA
Past

May 17, 2018 - August 16, 2018

NORTHSTAR SECURITIES, LLC

BD
CRD#: 150409
GREENWOOD VILLAGE, CO
Past

May 10, 2017 - August 16, 2018

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

August 15, 2012 - April 29, 2017

ORCHARD SECURITIES, LLC

BD
CRD#: 133378
NEW YORK, NY
Past

July 25, 2011 - July 3, 2012

TNP SECURITIES, LLC

BD
CRD#: 149178
COSTA MESA, CA
Past

November 23, 2009 - September 1, 2011

HENRICKSON NAUTA WEALTH ADVISORS, INC.

RIA
CRD#: 141201
AUSTIN, TX
Past

January 30, 2007 - December 31, 2008

HENRICKSON NAUTA WEALTH ADVISORS, INC.

RIA
CRD#: 141201
BELMONT, MI
Past

May 16, 2006 - February 6, 2008

TRIAD ADVISORS LLC

RIA
CRD#: 25803
AUSTIN, TX
Past

May 16, 2006 - July 1, 2011

TRIAD ADVISORS LLC

BD
CRD#: 25803
AUSTIN, TX
Past

June 13, 2005 - March 29, 2006

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 5496
WELLESLEY HILLS, MA
Past

January 15, 2004 - March 22, 2005

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

September 23, 1999 - October 31, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
GOLD RIVER, CA
Past

April 6, 1999 - October 31, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

January 25, 1999 - March 24, 1999

FIRST FUND DISTRIBUTORS, INC.

BD
CRD#: 27038
PHOENIX, AZ
Past

May 18, 1994 - January 6, 1997

MONTGOMERY SECURITIES

BD
CRD#: 4357
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(2/19/2026)
RR
Colorado
(2/19/2026)
RR
Illinois
(2/19/2026)
RR
Iowa
(2/19/2026)
RR
Kansas
(2/19/2026)
RR
Louisiana
(2/19/2026)
RR
Minnesota
(2/19/2026)
RR
Missouri
(2/19/2026)
RR
Nebraska
(2/19/2026)
RR
Oklahoma
(2/19/2026)
RR
Texas
(2/19/2026)
RR
Wisconsin
(2/19/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/10/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/23/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/19/2026
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/11/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/17/1994
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WR
WALTON RE SECURITIES, LLC
EI CAPITAL DISTRIBUTORS, LLC | WALTON RE SECURITIES, LLC | ROKA CAPITAL DISTRIBUTORS, LLC | GRT SECURITIES, LLC

CRD#: 172024 / SEC#: , 8-69494

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
Mailing Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
Phone number
(480) 586-9258
Established
Delaware since 03/05/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALTON INTERNATIONAL GROUP (S) PTE LTD.FOREIGN ENTITY
BARENBOIM, LEONARDCCO, AML OFFICER1523181
GEORGE, KENNETH RONALDPOO/CFO/FINOP2643369
HUBBARD, KATHLEENPRESIDENT5564316

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALTON RE SECURITIES, LLC

CRD#: 172024Scottsdale, AZ 85258

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