Richard Maresca
Professional summary
Richard Maresca, who also goes by Richard C Maresca, Richard C. Maresca, is a registered financial advisor currently at ATALANTA SOSNOFF CAPITAL, LLC located in New York, New York.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Richard has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Maresca's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2022 - Present
ATALANTA SOSNOFF CAPITAL, LLC
Office #1: 505 Fifth Avenue 17th Floor, New York, NY 10017July 23, 2008 - March 31, 2011
ATALANTA SOSNOFF MANAGEMENT, LLC
July 23, 2008 - April 8, 2011
ATALANTA SOSNOFF CAPITAL, LLC
Primary Firm SEC Registration
ATALANTA SOSNOFF CAPITAL, LLC
CRD#: 104880 / SEC#: 801-16739
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/14/2022)
(11/14/2022)
(12/14/2022)
(11/14/2022)
(11/15/2022)
(11/14/2022)
(11/23/2022)
(11/14/2022)
Current Firm
ATALANTA SOSNOFF CAPITAL, LLC
CRD#: 104880 / SEC#: 801-16739
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 195 |
| AUM (Assets Under Management) | $ 4,496,850,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/27/2025 | ||
| 10/25/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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