Matthew C. Ribble
Professional summary
Matthew Caldwell Ribble is a registered financial advisor currently at OSAIC WEALTH, INC. located in Fairview, Tennessee.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Caldwell Ribble's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Caldwell Ribble's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1712 Fairview Blvd #103, Fairview, TN 37062Office #2: 205 North Main St., Ashland City, TN 37015January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1712 Fairview Blvd #103, Fairview, TN 37062Office #2: 205 North Main St., Ashland City, TN 37015March 17, 2017 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 17, 2017 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
April 5, 2016 - February 1, 2017
VICTORY CAPITAL SERVICES, INC.
January 8, 2015 - May 11, 2015
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC
July 2, 2012 - November 2, 2015
NORTHERN LIGHTS DISTRIBUTORS, LLC
July 21, 2011 - December 6, 2011
KESTRA INVESTMENT SERVICES, LLC
March 3, 2010 - February 2, 2011
EQUITABLE DISTRIBUTORS, LLC
May 26, 1994 - September 18, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
