Melinda S. Bercy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melinda Stacy Bercy, who also goes by Melinda Stacy Reibel, was a registered financial professional .
Melinda is a previously registered financial professional and started their career in finance in 1994. Melinda had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2018 - May 18, 2018
PURSHE KAPLAN STERLING INVESTMENTS
January 28, 1998 - January 2, 2018
WATERMARK SECURITIES, INC.
February 22, 1995 - February 22, 2000
PXP SECURITIES CORP.
December 13, 1994 - March 2, 1995
PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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