Amit K. Bose

WEALTHNEST CAPITAL

Staten Island, NY 10302

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CRD#: 2476890

Professional summary

Amit Kumar Bose, who also goes by Alan Bose, Amit K. Bose, is a registered financial advisor currently at WEALTHNEST CAPITAL INC. located in Staten Island, New York.

Amit is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Amit has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Bose | Amit K. Bose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Accident & Health, Life, and Variable Insurance; Investment-Related; Agent 2) Synergy Global Group Inc.; Non Investment-Related; Management Consulting; President; Consulting businesses in new products and services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amit Kumar Bose's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2023 - Present

WEALTHNEST CAPITAL INC.

Office #1: 1336 Forest Avenue, Staten Island, NY 10302

RIA

CRD#: 281725

Staten Island, NY

Past

October 17, 2016 - April 6, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Staten Island, NY

Past

October 24, 2015 - April 6, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Staten Island, NY

Past

November 18, 2008 - October 30, 2015

BRILL SECURITIES, INC.

CRD#: 18565

STATEN ISLAND, NY

Past

June 30, 2006 - November 24, 2008

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

NEW YORK, NY

Past

May 19, 2000 - July 7, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

STATEN ISLAND, NY

Past

August 15, 1997 - May 23, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 24, 1994 - August 10, 1994

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Past

May 2, 1994 - July 11, 1994

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/17/2023)

IAR

New York
(4/11/2023)

IAR

Texas
(10/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/30/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/14/1997

General Securities Representative Examination

Current Firm

WEALTHNEST CAPITAL INC.

MATTHEW CAPITAL MANAGEMENT, INC. | WEALTHNEST CAPITAL INC.

CRD#: 281725 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/1/2015 Approved)

New York

Registered Investment Advisory firm - (12/7/2015 Approved)

Texas

Registered Investment Advisory firm - (10/28/2023 Conditional Restricted)

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Contact information

Main Address

1336 Forest Avenue, Staten Island, NY 10302

Mailing Address

Phone number

(929) 699-8020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	132
AUM (Assets Under Management)	$ 27,147,455

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amit K. Bose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amit Kumar Bose's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

BRILL SECURITIES, INC.

JESUP & LAMONT SECURITIES CORP

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

PRIME CHARTER LTD.

FIRST ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2016

Series 63

Date: 8/22/1997

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 11/30/2002

Series 7

Date: 8/14/1997

Current Firm

WEALTHNEST CAPITAL INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHNEST CAPITAL INC.

TRUST BUT VERIFY

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