Ricardo J. Litvak

LITVAK WEALTH

Norwalk, CT 06854

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CRD#: 2476755

Professional summary

Ricardo Juan Litvak, who also goes by Ricardo J Litvak, Ricardo Litvak, is a registered financial advisor currently at LITVAK WEALTH, LLC located in Norwalk, Connecticut.

Ricardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ricardo has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ricardo J Litvak | Ricardo Litvak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LITVAK SOLUTIONS LLC, NON INVESTMENT RELATED CONSULTING SERVICES, ADDRESS IS 5 HIDDEN SPRING DRIVE IN WESTON CT, I AM THE CO-FOUNDER OF THE FIRM THROUGH MY OWNERSHIP OF THE HOLDING COMPANY LITVAK & COMPANY LLC. 5% OF MY TIME PER MONTH IS SPENT ON LITVAK SOLUTIONS LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricardo Juan Litvak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2014 - Present

LITVAK WEALTH, LLC

Office #1: 50 Washington Street Suite 301e, Norwalk, CT 06854

RIA

CRD#: 170805

Norwalk, CT

Past

June 1, 2009 - May 5, 2014

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

June 1, 2009 - May 5, 2014

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

January 26, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

NEW YORK, NY

Past

September 24, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

March 4, 2004 - September 24, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NEW YORK, NY

Past

October 31, 2002 - September 24, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEW YORK, NY

Past

January 28, 1999 - November 8, 2002

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

November 28, 1997 - December 31, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 23, 1996 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

May 18, 1994 - August 21, 1996

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LITVAK WEALTH, LLC

LITVAK + RINGLER & CO | LITVAK WEALTH, LLC

CRD#: 170805 / SEC#: 801-127511

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

California

Registered Investment Advisory firm - (4/26/2023 Terminated)

Connecticut

Registered Investment Advisory firm - (3/31/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (11/19/2020 Terminated)

New York

Registered Investment Advisory firm - (3/27/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/22/2014)

IAR

Texas
(4/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/17/1994

General Securities Representative Examination

Current Firm

LITVAK WEALTH, LLC

LITVAK + RINGLER & CO | LITVAK WEALTH, LLC

CRD#: 170805 / SEC#: 801-127511

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

California

Registered Investment Advisory firm - (4/26/2023 Terminated)

Connecticut

Registered Investment Advisory firm - (3/31/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (3/28/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (11/19/2020 Terminated)

New York

Registered Investment Advisory firm - (3/27/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2023 Terminated)

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Contact information

Main Address

50 Washington Street Suite 301e, Norwalk, CT 06854

Mailing Address

Phone number

(203) 227-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LITVAK DISCLOSURE BROCHURE BROCHURE SUPPLEMENTS (6/26/2025)

Regulatory assets under management

Total Number of Accounts	197
AUM (Assets Under Management)	$ 486,526,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ricardo J. Litvak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricardo Juan Litvak's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PERSHING LLC

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

LITVAK WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2004

Series 63

Date: 8/18/1994

Series 7

Date: 5/17/1994

Current Firm

LITVAK WEALTH, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LITVAK WEALTH, LLC

TRUST BUT VERIFY

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