Steven C. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Craig Reynolds was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 12 firms and has passed the Series 63, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2023 - July 17, 2024
DISTRIBUTION SERVICES, LLC
August 27, 2020 - April 22, 2021
STRATCAP SECURITIES, LLC
June 2, 2016 - July 29, 2016
NEXPOINT SECURITIES, INC.
January 14, 2016 - June 8, 2016
NEXBANK SECURITIES INC
July 8, 2015 - November 12, 2015
NORTHERN LIGHTS DISTRIBUTORS, LLC
November 6, 2009 - June 18, 2015
REALTY CAPITAL SECURITIES, LLC
May 24, 2007 - July 27, 2009
CHARLES SCHWAB & CO., INC.
March 8, 2006 - March 1, 2007
BURNHAM SECURITIES INC.
January 18, 2006 - March 15, 2006
MANNING & NAPIER INVESTOR SERVICES, INC.
January 13, 2003 - December 20, 2005
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 11, 1996 - December 20, 2002
FIDELITY BROKERAGE SERVICES LLC
April 25, 1994 - November 18, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/17/2023
General Securities Representative ExaminationCurrent Firm
DISTRIBUTION SERVICES, LLC
CRD#: 25938 / SEC#: , 8-42106
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | VP, CHIEF COMPLIANCE OFFICER | 2990648 |
Red Flags
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