Jeremy H. Nattis
Professional summary
Jeremy Heath Nattis, who also goes by Jamie Nattis, is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in Parkland, Florida.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 1998. Jeremy has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Heath Nattis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2016 - Present
GAR WOOD SECURITIES, LLC
November 25, 2009 - June 3, 2016
TRANSCEND CAPITAL
April 6, 2009 - December 11, 2009
LIGHTHOUSE FINANCIAL GROUP, LLC
August 16, 2005 - March 24, 2009
SCHONFELD SECURITIES, LLC
March 3, 2003 - August 24, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
July 10, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
April 29, 2002 - July 1, 2002
FULCRUM GLOBAL PARTNERS LLC
December 5, 2001 - May 1, 2002
RUMSON CAPITAL, LLC
August 8, 2001 - October 11, 2001
RUMSON CAPITAL, LLC
April 7, 2000 - June 25, 2001
RUMSON CAPITAL, LLC
August 5, 1998 - April 3, 2000
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2024)
(10/11/2016)
(5/20/2020)
(5/6/2016)
(5/6/2016)
(5/6/2016)
(6/3/2016)
(5/6/2016)
(5/6/2016)
(1/20/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/26/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
