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KM

Kurt E. Myers

Some features on this profile are disabled
CRD#: 2475570
KM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kurt Edward Myers, CFP® was a registered financial professional .

Kurt is a previously registered financial professional and started their career in finance in 1994. Kurt had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
San Diego County Citizens Scholarship Foundation|Investment Related:No|P.O. Box 7484;San Diego;CA;92167;USA|Nonprofit Charitable Organizations|President|2017-04-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Provide leadership as a board member, with the goal of awarding scholarships to needy high school graduates in the San Diego area.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

July 29, 2024 - November 14, 2024

FALCON WEALTH PLANNING, INC.

RIA
CRD#: 174092
San Diego, CA
Past

January 26, 2022 - January 8, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
San Diego, CA
Past

January 26, 2022 - January 8, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
San Diego, CA
Past

November 17, 2009 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
SAN DIEGO, CA
Past

November 17, 2009 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
SAN DIEGO, CA
Past

November 17, 2009 - December 20, 2023

TD AMERITRADE, INC.

BD
CRD#: 7870
SAN DIEGO, CA
Past

February 22, 2007 - November 9, 2009

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
SAN DIEGO, CA
Past

October 19, 2006 - November 9, 2009

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SAN DIEGO, CA
Past

August 17, 1999 - July 21, 2006

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
SAN DIEGO, CA
Past

April 14, 1999 - July 21, 2006

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
SAN DIEGO, CA
Past

March 7, 1997 - April 13, 1999

PROTECTED INVESTORS OF AMERICA

BD
CRD#: 6082
SAN FRANCISCO, CA
Past

September 27, 1994 - March 28, 1995

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 27, 1994 - March 28, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.

CRD#: 174092 / SEC#: 801-112659

RIA
Registered Investment Advisory firm - (3/19/2018 Approved)
California
Registered Investment Advisory firm - (5/5/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/8/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/11/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/26/1994
General Securities Representative Examination

Current Firm

FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.

CRD#: 174092 / SEC#: 801-112659

RIA
Registered Investment Advisory firm - (3/19/2018 Approved)
California
Registered Investment Advisory firm - (5/5/2018 Terminated)
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Contact information

Main Address
3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764
Mailing Address
Phone number
(855) 963-2526
Established
Firm type
Fiscal year end
# of Employees
42

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-FALCON WEALTH PLANNING, INC. (5/1/2025)

Regulatory assets under management

Total Number of Accounts3,575
AUM (Assets Under Management)$ 1,159,538,045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FALCON WEALTH PLANNING, INC.

FALCON WEALTH PLANNING, INC.

CRD#: 174092

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