MT
Marilyn C. Timbers
CETERA INVESTMENT ADVISERS LLC
OLD GREENWICH, CT 06870
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CRD#: 2475279
MT
Professional summary
Marilyn C Timbers, CFP®, who also goes by Marilyn Schmitt, Marilyn Carla Timbers, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Old Greenwich, Connecticut and CETERA WEALTH SERVICES, LLC located in Old Greenwich, Connecticut.
Marilyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Marilyn has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Divorce Planning
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Marilyn Schmitt | Marilyn Carla Timbers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED ADDRESS; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/12/2013; 5; 3; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:FARM LAND RENTAL; No; 43 Harbor Drive Apt 411; STAMFORD; CT; 6902; FARM LAND; landowner; 1/25/2009; 0; 0; NO DUTIES OR ACTIVITIES-LANDOWNER LEASING FARM FOR SHARE OF CROPS 3. NAME OF ENTITY:TIMBERS FINANCIAL STRATEGIES; Yes; 243 TRESSER BLVD 17TH FLR; STAMFORD; CT; 06902; FINANCIAL SERVICES/DBA; OWNER; 5/1/2013; 10; 3; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS 4. NAME OF ENTITY: Junior League of Greenwich; No; 231 East Putnam Ave; Greenwich; CT; 06830; Charitable Organization; member/volunteer; 11/15/2019; 4; 0; Volunteer to help fund raising and community events 5. NAME OF ENTITY: volunteer work YWCA Greenwich; No; 203 E Putnam Ave; Greenwich; CT; 06830; Teaching individuals financial literacy, and some fund raising duties.; volunteer; 11/30/2019; 10; 4; I would provide support for financial data gathering for the YWCA domestic violence program and provide education on budgeting, cash flow, retirement planning 6. NAME OF OTHER BUSINESS: SAVVY LADIES ; INVESTMENT RELATED: NO; ADDRESS: 39 BROADWAY SUITE 1730 NEW YORK, NY 10006 ; NATURE OF BUSINESS: VOLUNTEER FINANCIAL LITERACY HELPLINE ; START DATE: 11/2021 ; POSITION/TITLE/RELATIONSHIP: VOLUNTEER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: HELP TO WOMEN IN NEED OF FINANCIAL GUIDANCE, BUDGETING, SAVINGS, CONCERNS ABOUT RETIREMENT ;
CRS (Client Relationship Summary) - RIA
Click below to view Marilyn C Timbers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 13 Arcadia Rd, Suite 17a, Old Greenwich, CT 06870RIA
CRD#: 105644
OLD GREENWICH, CT
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 13 Arcadia Rd, Suite 17a, Old Greenwich, CT 06870BD
CRD#: 13572
Old Greenwich, CT
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
TOLEDO, OH
Past
January 3, 2011 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
STAMFORD, CT
Past
January 3, 2011 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
STAMFORD, CT
Past
August 16, 2002 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
STAMFORD, CT
Past
January 27, 2000 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
STAMFORD, CT
Past
April 1, 1998 - January 24, 2000
SPECTRUM CAPITAL, LLC
BD
CRD#: 28303
OMAHA, NE
Past
September 20, 1996 - April 3, 1998
HOWARD WEIL INCORPORATED
BD
CRD#: 30958
NEW ORLEANS, LA
Past
December 4, 1995 - September 19, 1996
WWK INVESTMENTS, INC.
BD
CRD#: 25184
NORTHVILLE, MI
Past
March 1, 1995 - November 27, 1995
MARKETING ONE SECURITIES, INC.
BD
CRD#: 16611
PORTLAND, OR
Past
April 25, 1994 - March 3, 1995
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/22/2022)
RR
Colorado(6/9/2021)
RR
Connecticut(6/9/2021)
IAR
Connecticut(6/29/2023)
RR
Delaware(6/9/2021)
RR
District of Columbia(6/9/2021)
RR
Florida(6/10/2021)
RR
Illinois(9/22/2022)
RR
Kansas(6/9/2021)
RR
Maryland(6/9/2021)
RR
Massachusetts(7/25/2022)
RR
New Jersey(6/9/2021)
RR
New York(6/9/2021)
RR
Ohio(9/1/2023)
RR
Pennsylvania(6/9/2021)
RR
Rhode Island(6/9/2021)
RR
Tennessee(6/9/2021)
RR
Virginia(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
