William M. Rusch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Mahnken Rusch, who also goes by Billy Rusch, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1997. William had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 6, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2019 - August 1, 2019
MARKETAXESS CORPORATION
September 28, 2016 - September 11, 2018
HAITONG SECURITIES USA LLC
May 6, 2014 - December 2, 2015
HSBC SECURITIES (USA) INC.
January 15, 2013 - April 30, 2014
JEFFERIES LLC
October 5, 2009 - December 21, 2012
UBS SECURITIES LLC
February 8, 2005 - December 31, 2008
DEUTSCHE BANK SECURITIES INC.
March 11, 1998 - January 31, 2005
SANTANDER INVESTMENT SECURITIES INC.
February 7, 1997 - December 19, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/10/2000
Limited Representative-Equity Trader ExamCurrent Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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