Brian C. Ronan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Christopher Ronan, who also goes by Brian Christopher Roman, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1994. Brian had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2013 - December 31, 2024
ENDURANT CAPITAL MANAGEMENT LP
April 4, 2011 - March 28, 2014
ARBOR CAPITAL MANAGEMENT, LLC
November 30, 2010 - March 30, 2011
PLEASANT RIDGE CAPITAL, LLC
July 19, 2010 - August 5, 2010
PLEASANT RIDGE CAPITAL, LLC
November 13, 1994 - October 7, 1996
PERSHING LLC
Primary Firm SEC Registration
ENDURANT CAPITAL MANAGEMENT LP
CRD#: 168707 / SEC#: 801-78451
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENDURANT CAPITAL MANAGEMENT LP
CRD#: 168707 / SEC#: 801-78451
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 98,294,190 |
Red Flags
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