GS
Gary Slavin
LEBENTHAL GLOBAL ADVISORS
JERICHO, NY 11753
Some features on this profile are disabled
CRD#: 2474367
GS
Professional summary
Gary Slavin is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in Jericho, New York and LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Gary has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)NAME: PROFESSIONAL INSURANCE AGENTS OF NY INV REL: Y ADD: 25 CHAMBERLAIN ST, GLENMONT NY, 12077 NATURE: PROFESSIONAL INSURANCE AGENTS OPOSITION: Serving on the board NO HR/MO DUR TRADING. (2)NAME: GARY SLAVIN INV REL: Y ADD: 2200 NORTHERN BLVD, STE 200, EAST HILLS NY, 11548 NATURE: PROPERTY/CASUALTY, LIFE INSURANCE POSITION: SALES START DATE: 09/2016 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0 (3)NAME: MASSAPEQUA CHAOF COMMERCE INV REL: Y ADD: 674 BROADWAY, MASSAPEQUA NY 11758 NATURE: CHAMBER OF COMMERCE POSITION: OFFICER START DATE: 12/20/2016 NO. HNO. HR/MO DURING SEC TRADING: 0 (4)NAME: GARY SLAVIN INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: PROPERTY/CASUALTY POSITION: SALES START DA01/1980 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0 (5)NAME: GARY SLAVIN INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OTHER - WROTE A BOOK - PEBBLES ON A BEACH POSITION: AUTHOR START DATE: 11/2/2020 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 (6) NAME: NASSAU COUNCIL CHAMBER OF COMMERCE INV REL: Y ADD: 2490 HEMPSTEAD TPKE, EAST MEADOW, NY 11554 NATURE: CHAMBER OF COMMERCE POSITION: OFFICER START DATE: 01/01/2023 HRS/MO: 4 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: ATTEND MEETINGS AND GIVE INSIGHT ON CURRENT EVENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Slavin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2025 - Present
LEBENTHAL GLOBAL ADVISORS, LLC
Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753RIA
CRD#: 283303
JERICHO, NY
Current
January 24, 2025 - Present
LEBENTHAL FINANCIAL SERVICES, INC.
Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753BD
CRD#: 137988
Jericho, NY
Past
May 22, 2017 - January 28, 2025
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
EAST HILLS, NY
Past
March 25, 2017 - January 28, 2025
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
EAST HILLS, NY
Past
April 25, 1994 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
GARDEN CITY, NY
Past
April 25, 1994 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
EAST HILLS, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LG
LEBENTHAL GLOBAL ADVISORS, LLC
LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT
CRD#: 283303 / SEC#: 801-110652
RIA
Registered Investment Advisory firm - (5/31/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/24/2025)
RR
Delaware(1/24/2025)
RR
Florida(1/24/2025)
RR
Maryland(1/24/2025)
RR
Massachusetts(1/24/2025)
RR
New Jersey(1/24/2025)
RR
New York(1/24/2025)
IAR
New York(1/31/2025)
RR
North Carolina(1/24/2025)
RR
Ohio(1/24/2025)
RR
South Carolina(1/24/2025)
RR
South Dakota(3/18/2025)
RR
Texas(1/24/2025)
IAR
Texas(1/31/2025)
RR
Virginia(1/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LG
LEBENTHAL GLOBAL ADVISORS, LLC
LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT
CRD#: 283303 / SEC#: 801-110652
RIA
Registered Investment Advisory firm - (5/31/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 Parkway Drive South Suite 200, Hauppauge, NY 11788
Mailing Address
Phone number
(516) 785-1800
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,279 |
| AUM (Assets Under Management) | $ 819,985,389 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
