Gary Slavin
Professional Summary
Gary Slavin is a registered financial advisor currently at LEBENTHAL GLOBAL ADVISORS, LLC located in Jericho, New York and LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York. Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Gary has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Current Firm
LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT
Contact Information
Main Address
200 Parkway Drive South Suite 200, Hauppauge, NY 11788Phone Number
(516) 785-1800# of Employees
30SEC notice filing (23 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,546AUM (Assets Under Management)
$971,848,436Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Primary Firm SEC Registration
LEBENTHAL GLOBAL ADVISORS, LLC | WEALTHSOURCE ADVISORY, LLC | RHINO WEALTH MANAGEMENT
State Registrations and Notice Filings
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/31/2025)
(1/24/2025)
(1/24/2025)
(8/27/2026)
(1/24/2025)
(3/18/2025)
(1/24/2025)
(1/31/2025)
(1/24/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1994About the Series 6 examSRO Registrations
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Slavin's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
