Jennifer R. Shepard
Professional summary
Jennifer Ross Shepard, CFP®, who also goes by Jennifer Stephen Ross, Jennnifer Ross Shepard, Jennifer Ross Willson, is a registered financial advisor currently at CURI CAPITAL, LLC located in Lake Forest, Illinois.
Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jennifer has worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Ross Shepard's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
October 16, 2024 - Present
CURI CAPITAL, LLC
Office #1: 272 Market Square Suite 214, Lake Forest, IL 60045January 6, 2009 - March 5, 2020
UNITED CAPITAL FINANCIAL ADVISORS
March 25, 2003 - March 4, 2009
INTEGRATED FINANCIAL MANAGEMENT INC
March 11, 1998 - January 14, 2003
WILLIAM BLAIR
June 6, 1994 - February 25, 1998
HARRIS ASSOCIATES SECURITIES L.P.
Primary Firm SEC Registration
CURI CAPITAL, LLC
CRD#: 134249 / SEC#: 801-63939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2024)
Exams
Current Firm
CURI CAPITAL, LLC
CRD#: 134249 / SEC#: 801-63939
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,209 |
| AUM (Assets Under Management) | $ 9,830,680,915 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/01/2025 | ||
| 11/27/2024 | ||
| 10/27/2023 | ||
| 09/26/2022 |
Red Flags
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