Jeffery E. Fong
Professional summary
Jeffery Eric Fong, CFP®, who also goes by Jeff Eric Fong, is a registered financial advisor currently at CONCENTRUM WEALTH MANAGEMENT located in Scottsdale, Arizona and PURSHE KAPLAN STERLING INVESTMENTS located in San Jose, California.
Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jeffery has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery Eric Fong's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
April 19, 2013 - Present
CONCENTRUM WEALTH MANAGEMENT
April 19, 2013 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 353 Piercy Road, San Jose, CA 95138March 5, 2009 - April 25, 2013
RAYMOND JAMES & ASSOCIATES, INC.
March 5, 2009 - April 25, 2013
RAYMOND JAMES & ASSOCIATES, INC.
January 1, 2008 - March 6, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - March 6, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 13, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
April 13, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
June 18, 2001 - April 25, 2006
CITIGROUP GLOBAL MARKETS INC.
February 5, 2001 - April 25, 2006
CITIGROUP GLOBAL MARKETS INC.
October 11, 1996 - February 7, 2001
A. G. EDWARDS & SONS, INC.
August 3, 1994 - October 14, 1996
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
CONCENTRUM WEALTH MANAGEMENT
CRD#: 167151 / SEC#: 801-77888
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2016)
(10/15/2021)
(1/8/2020)
(5/15/2024)
(5/8/2013)
(4/19/2013)
(4/25/2013)
(9/5/2023)
(4/19/2013)
(1/14/2020)
(1/3/2020)
(6/24/2013)
(4/19/2013)
(6/12/2020)
(1/2/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CONCENTRUM WEALTH MANAGEMENT
CRD#: 167151 / SEC#: 801-77888
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,334 |
| AUM (Assets Under Management) | $ 809,340,733 |
Red Flags
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