WB
William J. Bowden
MAGNUS FINANCIAL GROUP LLC
New York, NY 10016
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CRD#: 2472457
WB
Professional summary
William Joseph Bowden, who also goes by Billy Bowden, is a registered financial advisor currently at MAGNUS FINANCIAL GROUP LLC located in New York, New York.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Billy Bowden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: newlio.com Inv rel: N Add: At Residential Address Nature: Other Position: Passive Investor Start date: 3/2014 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Co Founder of an internet marketing company. I have NO DUTIES or responsibilities. I am a Passive Investor (2) Name: William J Bowden/Modus Park Associates Inv rel: Y Add: 90 Park Avenue 17th Floor New York NY 10016 Nature: Individual Life, Health, Group Life, and Group Health Insurance Position: sales/agent Start date: 1/25/2018 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: individual and group life, individual and group health (3) Name: William J. Bowden Inv rel: N Add: 520 Porgie Walk Fire Island Pines NY 11782 Nature: Simple Rental Property Position: owner Start date: 6/2018 No. HR/MO:0 No. HR/MO during sec trading: 0 Describe duties: simple rental (4) Name: Mass Mutual Inv rel: Y Add: 90 Park Avenue 17th Floor New York NY 10016 Nature: Individual Life, Health, Group Life, and Group Health Insurance Position: sales/agent Start date: 12/2018 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: individual and group life, individual and group health (5) Name: Copyright Delta Inv rel: N Add: Grote Bickersstraat 74, , Amsterdam, Non US. 781013 Nature: passive investment Position: passive investor Start date: 4/2022 No. HR/MO:0 No. HR/MO during sec trading: 0 Describe duties: None, passive investment in Dutch start up
CRS (Client Relationship Summary) - RIA
Click below to view William Joseph Bowden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2024 - Present
MAGNUS FINANCIAL GROUP LLC
Office #1: 90 Park Avenue Suite 1800, New York, NY 10016RIA
CRD#: 289423
New York, NY
Past
June 6, 2021 - December 31, 2023
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
NEW YORK, NY
Past
February 14, 2018 - December 31, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
NEW YORK, NY
Past
April 2, 1996 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
April 2, 1996 - December 19, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MAGNUS FINANCIAL GROUP LLC
MAGNUS FINANCIAL GROUP LLC
CRD#: 289423 / SEC#: 801-111093
RIA
Registered Investment Advisory firm - (9/4/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(1/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MF
MAGNUS FINANCIAL GROUP LLC
MAGNUS FINANCIAL GROUP LLC
CRD#: 289423 / SEC#: 801-111093
RIA
Registered Investment Advisory firm - (9/4/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
90 Park Avenue Suite 1800, New York, NY 10016
Mailing Address
Phone number
(800) 339-1367
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,313 |
| AUM (Assets Under Management) | $ 1,945,865,246 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
