Kirk A. Freedle

SUNBELT SECURITIES

Westminster, CO 80234

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CRD#: 2471300

Professional summary

Kirk Aaron Freedle, ChFC®, who also goes by Aaron Kirk Freedle, is a registered financial advisor currently at SUNBELT SECURITIES, INC. located in Westminster, Colorado.

Kirk is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kirk has worked at 10 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Kirk Freedle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INNOVATIVE FINANCIAL PARTNERS, LLC. (DBA) Investment-Related. 12000 N Pecos St, Ste 290, Westminster, CO 80234. Start Date 2/2004 DBA 2) INSURANCE DESIGNERS OF KANSAS CITY. (OBA) NOT INVESTMENT RELATED. 9401 INDIAN CREEK PARKWAY, SUITE 150, OVERLAND PARK, KS 66210. INSURANCE REPRESENTATIVE. NO RELATIONSHIP. START: 11/2007. COMMISSION FROM INSURANCE SALES. 20 HOURS A WEEK, 1 TO 2 HOURS A DAY DURING TRADING HOURS. 3) COLORADO FALLEN FIRE FIGHTERS FOUNDATION (OBA): NOT INVESTMENT RELATED. PO BOX 470097, AURORA, CO 80047. CHARITY ORGANIZATION THAT BENEFITS FALLEN FIRE FIGHTER FAMILIES. PRESIDENT. NO RELATIONSHIP. START: 04/01/2013. NO COMPENSATION. 2 TO 3 HOURS A MONTH, 1 HOUR A MONTH DURING TRADING HOURS. 4) IFP Insurance Services LLC (OBA): Not investment related. 12000 N Pecos St, Ste 290, Westminster, CO 80234. Life/Fixed Insurance. Owner/agent. Start: 12/2020. 2 to 6 hours a week, during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Aaron Freedle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Kirk Aaron Freedle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

April 13, 2011 - Present

SUNBELT SECURITIES, INC.

Office #1: 12000 N Pecos St, Ste 290, Westminster, CO 80234

RIA

CRD#: 42180

Westminster, CO

Current

December 22, 2010 - Present

SUNBELT SECURITIES, INC.

Office #1: 12000 N Pecos St, Ste 290, Westminster, CO 80234

RIA

CRD#: 42180

Westminster, CO

Past

January 8, 2018 - November 22, 2023

FAMILYWEALTH

RIA

CRD#: 289193

AURORA, CO

Past

September 27, 2017 - December 31, 2017

FAMILYWEALTH

RIA

CRD#: 289193

AURORA, CO

Past

April 30, 2008 - December 31, 2010

EVOLVE SECURITIES, INC.

CRD#: 127474

AURORA, CO

Past

November 12, 2007 - June 30, 2018

JOLLIFFE CAPITAL, INC.

RIA

CRD#: 140725

AURORA, CO

Past

November 9, 2007 - January 27, 2011

EVOLVE INVESTMENT ADVISORS

RIA

CRD#: 131714

AUSTIN, TX

Past

November 9, 2007 - April 30, 2008

AFS BROKERAGE, INC.

CRD#: 25924

AUSTIN, TX

Past

March 5, 2004 - November 14, 2007

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DENVER, CO

Past

March 4, 2004 - November 14, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

DENVER, CO

Past

January 1, 1999 - March 5, 2004

NEW ENGLAND SECURITIES

RIA

CRD#: 615

DENVER, CO

Past

October 31, 1995 - March 5, 2004

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 23, 1995 - August 27, 1996

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

May 31, 1994 - July 26, 1994

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUNBELT SECURITIES, INC.

SUNBELT ADVISORY SERVICES, INC. | SUNBELT SECURITIES, INC. | SUNBELT SECURITIES

CRD#: 42180 / SEC#: 801-71479, 8-49748

RIA

Registered Investment Advisory firm - SEC (6/24/2010 Approved)

Kentucky

Registered Investment Advisory firm - SEC (7/16/2010 Terminated)

Texas

Registered Investment Advisory firm - SEC (7/16/2010 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/1/2011)

IAR

Arizona
(10/27/2011)

IAR

Arkansas
(1/13/2023)

IAR

California
(4/20/2017)

California
(1/5/2022)

Colorado
(12/22/2010)

IAR

Colorado
(4/13/2011)

Florida
(1/14/2015)

IAR

Florida
(1/16/2015)

Georgia
(1/5/2022)

IAR

Georgia
(1/7/2022)

IAR

Illinois
(3/4/2020)

IAR

Michigan
(12/18/2019)

Nebraska
(11/11/2013)

IAR

Nebraska
(1/7/2022)

IAR

Nevada
(5/14/2015)

Nevada
(1/5/2022)

New York
(8/28/2015)

IAR

New York
(1/5/2022)

IAR

North Carolina
(1/5/2022)

IAR

Oklahoma
(1/5/2022)

Pennsylvania
(1/5/2022)

IAR

Pennsylvania
(1/5/2022)

South Carolina
(1/5/2022)

IAR

South Carolina
(2/12/2024)

IAR

South Dakota
(1/5/2022)

Texas
(1/5/2022)

IAR

Texas
(1/5/2022)

Utah
(1/5/2022)

IAR

Virginia
(1/5/2022)

IAR

Washington
(10/28/2013)

Washington
(12/18/2019)

IAR

Wisconsin
(1/5/2022)

IAR

Wyoming
(12/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/13/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/27/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SUNBELT SECURITIES, INC.

SUNBELT ADVISORY SERVICES, INC. | SUNBELT SECURITIES, INC. | SUNBELT SECURITIES

CRD#: 42180 / SEC#: 801-71479, 8-49748

RIA

Registered Investment Advisory firm - SEC (6/24/2010 Approved)

Kentucky

Registered Investment Advisory firm - SEC (7/16/2010 Terminated)

Texas

Registered Investment Advisory firm - SEC (7/16/2010 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2700 Post Oak Blvd Ste 1700, Houston, TX 77056

Mailing Address

2700 Post Oak Blvd Ste 1700, Houston, TX 77056

Phone number

(713) 965-9510

Established

Texas since 10/20/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (39 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SUNBELT RD PROGRAM WRAP FEE BROCHURE (3/31/2025)

SUNBELT_ADV PART 2A_033125 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
BUCKLEY, THOMAS FRANCIS	FINANCIAL OPERATIONS PRINCIPAL	1563361
MILLER, RAYMOND JOSEPH	OFFICE MANAGER/COMPLIANCE	856248
SMETEK, DAVID ANTHONY	PRESIDENT / SECRETARY	1246996
SMETEK, PATRICK JOSEPH	REGISTERED OPTIONS PRINICPAL	1052695
SMETEK, PATRICK JOSEPH	CHIEF COMPLIANCE OFFICER	1052695
YOUNG, DAGNY WRIGHT	MUNICIPAL SECURITIES PRINCIPAL	2050615

Regulatory assets under management

Total Number of Accounts	5,355
AUM (Assets Under Management)	$ 2,024,286,577

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kirk A. Freedle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Aaron Freedle's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Kirk Aaron Freedle's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNBELT SECURITIES, INC.

FAMILYWEALTH

FAMILYWEALTH

EVOLVE SECURITIES, INC.

JOLLIFFE CAPITAL, INC.

EVOLVE INVESTMENT ADVISORS

AFS BROKERAGE, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

WADDELL & REED

Primary Firm SEC Registration

SUNBELT SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/13/2003

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 5/27/1994

FINRA

Current Firm

SUNBELT SECURITIES, INC.

Contact information

SEC notice filing (39 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

SUNBELT SECURITIES, INC.

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