Christopher Brewster
Professional Summary
Christopher Brewster, who also goes by Christopher E Brewster, Christopher Emerson Brewster, is a registered financial advisor currently at GGM FINANCIAL LLC located in Columbus, Ohio. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Christopher has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher E Brewster, Christopher Emerson Brewster
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC
Contact Information
Main Address
2492 W Dublin Granville Rd., Columbus, OH 43235Phone Number
(614) 310-2400# of Employees
11SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
908AUM (Assets Under Management)
$512,964,815Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC
State Registrations and Notice Filings
(9/29/2023)
(10/2/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2000About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Brewster's CRS (Customer Relationship Summary).
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