James J. Wright

HARVEST FINANCIAL PARTNERS

Paoli, PA 19301-1782

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CRD#: 2470758

Professional summary

James Joseph Wright, who also goes by James Wright, is a registered financial advisor currently at HARVEST FINANCIAL PARTNERS located in Paoli, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 2 firms and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Wright

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Wright's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2008 - Present

HARVEST FINANCIAL PARTNERS

Office #1: 159 Lancaster Avenue Suite Three, Paoli, PA 19301-1782

RIA

CRD#: 146162

Paoli, PA

Past

May 5, 2006 - January 28, 2008

DAVIDSON CAPITAL MANAGEMENT

RIA

CRD#: 106271

DEVON, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARVEST FINANCIAL PARTNERS

HARVEST FINANCIAL PARTNERS | ROCK CEDAR, LLC | HARVEST FINANCIAL PARTNERS, LLC

CRD#: 146162 / SEC#: 801-117513

RIA

Registered Investment Advisory firm - (10/24/2019 Approved)

Alaska

Registered Investment Advisory firm - (12/3/2019 Terminated)

Delaware

Registered Investment Advisory firm - (11/4/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/31/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/26/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 6/13/1994

Non-Member General Securities Examination

Current Firm

HARVEST FINANCIAL PARTNERS

HARVEST FINANCIAL PARTNERS | ROCK CEDAR, LLC | HARVEST FINANCIAL PARTNERS, LLC

CRD#: 146162 / SEC#: 801-117513

RIA

Registered Investment Advisory firm - (10/24/2019 Approved)

Alaska

Registered Investment Advisory firm - (12/3/2019 Terminated)

Delaware

Registered Investment Advisory firm - (11/4/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/31/2019 Terminated)

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Contact information

Main Address

159 Lancaster Avenue Suite Three, Paoli, PA 19301-1782

Mailing Address

Phone number

(610) 240-4740

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARVEST FINANCIAL PARTNERS BROCHURE 2025 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 131,902,444

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James J. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Wright's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEST FINANCIAL PARTNERS

DAVIDSON CAPITAL MANAGEMENT

Primary Firm SEC Registration

HARVEST FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/1994

Series 2

Date: 6/13/1994

Current Firm

HARVEST FINANCIAL PARTNERS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARVEST FINANCIAL PARTNERS

TRUST BUT VERIFY

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