Andrew P. Gotfried

ARISTOTLE CAPITAL MANAGEMENT

Tampa, FL

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CRD#: 2470415

Professional summary

Andrew Phillip Gotfried, CIMA®, who also goes by Andrew Gotfried, is a registered financial advisor currently at ARISTOTLE CAPITAL MANAGEMENT, LLC located in Tampa, Florida and FORESIDE FINANCIAL SERVICES, LLC located in Los Angeles, California.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Andrew has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 12, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Gotfried

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Aristotle Capital Management, LLC; Investment Related; Los Angeles, CA; Business Development Asset Management; VP, National Accounts Advisory; 8/22 Start Date; 160 hours per month, 0 during trading hours. 2) Rental Property; Not Investment Related; Belleair Beach, FL; Vacation Rental; Owner; 7/20 Start Date; 5 hours per month, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Phillip Gotfried's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

December 15, 2023 - Present

ARISTOTLE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 109876

Tampa, FL

Current

October 11, 2023 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025

CRD#: 148477

Los Angeles, CA

Past

November 16, 2022 - October 24, 2023

IMST DISTRIBUTORS, LLC

CRD#: 130745

PORTLAND, ME

Past

February 12, 2019 - August 29, 2022

CROSSMARK DISTRIBUTORS, INC.

CRD#: 14970

HOUSTON, TX

Past

January 27, 2016 - August 16, 2016

DRIEHAUS SECURITIES LLC

CRD#: 8197

CHICAGO, IL

Past

February 23, 2012 - January 27, 2016

CARILLON FUND DISTRIBUTORS, INC.

CRD#: 139749

ST. PETERSBURG, FL

Past

December 8, 2004 - May 23, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 3, 2004 - January 27, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

August 17, 2004 - January 27, 2016

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

November 13, 2003 - August 19, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ST. PETERSBURG, FL

Past

November 6, 2000 - August 19, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 11, 1998 - July 12, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

December 6, 1995 - March 6, 1998

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

April 20, 1994 - September 28, 1995

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARISTOTLE CAPITAL MANAGEMENT, LLC

ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD#: 109876 / SEC#: 801-60014

RIA

Registered Investment Advisory firm - (2/8/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/25/2023)

Connecticut
(10/24/2023)

Delaware
(11/1/2023)

Florida
(10/25/2023)

IAR

Florida
(12/15/2023)

Georgia
(10/26/2023)

Indiana
(10/24/2023)

Kentucky
(10/25/2023)

Massachusetts
(10/25/2023)

Missouri
(10/24/2023)

New Jersey
(10/27/2023)

New York
(10/26/2023)

Pennsylvania
(10/25/2023)

South Carolina
(10/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2023

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/16/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 12

Date: 9/8/2004

NYSE Branch Manager Examination

Principal/Supervisory Exam

Series 4

Date: 12/5/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/5/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ARISTOTLE CAPITAL MANAGEMENT, LLC

ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD#: 109876 / SEC#: 801-60014

RIA

Registered Investment Advisory firm - (2/8/2001 Approved)

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Contact information

Main Address

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449

Mailing Address

Phone number

(310) 478-4005

Established

Firm type

Fiscal year end

# of Employees

156

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACM FORM ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	5,904
AUM (Assets Under Management)	$ 43,833,669,241

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew P. Gotfried

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Phillip Gotfried's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FINANCIAL SERVICES, LLC

IMST DISTRIBUTORS, LLC

CROSSMARK DISTRIBUTORS, INC.

DRIEHAUS SECURITIES LLC

CARILLON FUND DISTRIBUTORS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

BARNETT INVESTMENTS, INC.

BARNETT INVESTMENTS, INC.

Primary Firm SEC Registration

ARISTOTLE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2023

SIE

Date: 8/16/2016

Series 7

Date: 4/18/1994

Series 12

Date: 9/8/2004

Series 4

Date: 12/5/1997

Series 53

Date: 3/5/1997

Series 24

Date: 12/30/1996

FINRA

Current Firm

ARISTOTLE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARISTOTLE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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