DH
David A. Hjorth
EAGLE STRATEGIES LLC
UPLAND, CA 91786
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CRD#: 247008
DH
Professional summary
David Arthur Hjorth, who also goes by Dave Hjorth, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Upland, California and NYLIFE SECURITIES LLC located in Upland, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. David has worked at 4 firms and has passed the Series 65, Series 63, Series 22TO, Series 7TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Hjorth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF DH FINANCIAL & INSURANCE SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; PARTNER; START DATE 1981; 414 N SECOND AVE SUITE C UPLAND CA 91786]
{DUPLEX-INVESTMENT RENTAL PROPERTY; INVESTMENT-RELATED; 919 N. OAKLAND AVENUE, PASADENA, CA 91104 AND 934/936 ELIZABETH STREET, PASADENA, CA 91104; PARTNER/OWNER-RENT OUT TO TENANTS; START DATE APRIL 2011;
5 HOURS PER MONTH WITH 1 DURING SECURITIES HOURS; RENTAL TO HOME TENANTS AND
MANAGE PROPERTY /LANDLORD]
[MAGNOLIA CENTRE I AND II; COMMERCIAL PROPERTIES; OWNER; RENTAL INCOME; START DATE 06/2001; INVESTMENT RELATED; 2 HOURS PER MONTH]
[DIVERSIFIED PACIFIC OPPORTUNITY FUND I, LLC; PASSIVE INVESTOR; 10621 CIVIC CENTER DRIVE RANCHO CUCAMONGA CA 91730; REAL ESTATE INVESTMENTS; INVESTMENT RELATED; NO TIME SPENT ON ACTIVITY; START DATE 12/2008]
[NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 06/1994; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view David Arthur Hjorth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 1999 - Present
EAGLE STRATEGIES LLC
Office #1: 414 North 2nd Ave. Suite C, Upland, CA 91786RIA
CRD#: 110826
UPLAND, CA
Current
July 17, 1985 - Present
NYLIFE SECURITIES LLC
Office #1: 414 N 2nd Avenue, Upland, CA 91786-4701BD
CRD#: 5167
UPLAND, CA
Past
July 8, 1997 - December 31, 2017
DH FINANCIAL CONSULTING SERVICES, INC.
RIA
CRD#: 130998
UPLAND, CA
Past
March 27, 1980 - August 16, 1985
NEW ENGLAND SECURITIES
BD
CRD#: 615
Past
September 20, 1974 - November 27, 1979
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/17/1985)
IAR
California(2/17/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/16/1974
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
