Christopher O. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Offutt Lane, who also goes by Chris Offutt Lane, Chris Lane, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1994. Christopher had worked at 6 firms and has passed the Series 63, Series 6TO, Series 79TO, SIE, Series 7, Series 3, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2023 - December 22, 2025
FORGE SECURITIES LLC
January 30, 2008 - December 9, 2022
BNP PARIBAS SECURITIES CORP.
April 27, 2006 - October 5, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 1999 - March 20, 2006
GOLDMAN SACHS & CO. LLC
April 24, 1997 - June 26, 1997
INVESCO CAPITAL MARKETS, INC.
July 23, 1994 - February 19, 1997
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
FORGE SECURITIES LLC
CRD#: 134596 / SEC#: , 8-66846
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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