RK
Reesuk I. Kim
GOLDEN STATE WEALTH MANAGEMENT
Torrance, CA 90501
Some features on this profile are disabled
CRD#: 2469728
RK
Professional summary
Reesuk Isaac Kim, who also goes by Reesuk Issac Kim, is a registered financial advisor currently at GOLDEN STATE WEALTH MANAGEMENT, LLC located in Torrance, California and LPL FINANCIAL LLC located in Torrance, California.
Reesuk is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Reesuk has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Reesuk Issac Kim
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/05/2016 - Golden State Wealth Management - INV REL - 19800 MacArthur Blvd, #855 Irvine, CA 92612 - DBA for LPL Business (entity for LPL business) - START 02/01/2016 - 100% TIME SPENT - RIA 2. 02/05/2016 - Non-Variable Insurance - INV REL - 19800 MacArthur Blvd, Suite 855, Irvine, CA 92612 - START 2/5/2016 - 10% TIME SPENT 3. 02/11/2016 - Golden State Wealth Management, LLC - INV REL - 19800 MacArthur Blvd, #855 Irvine, CA 92612 - Registered Investment Advisor Hybrid - START 02/01/2016 - 100% TIME SPENT - IAR 4. 02/11/2016 - Golden State Wealth Management, LLC - INV REL - 19800 MacArthur Blvd, #855 Irvine, CA 92612 - Registered Investment Advisor DBA - START 02/01/2016 - 100% TIME SPENT. 5. 3/26/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/01/2018 - 15 Hours Per Month/12 Hours During Securities Trading. 6. 11/13/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/10/2017 - 20 Hours Per Month/15 Hours During Securities Trading. 7. 11/20/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/01/2018 - 10 Hours Per Month/8 Hours During Securities Trading 8. 07/06/2023 - Isaac Kim Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 07/03/2023 - 25 Hours Per Month/ 25 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Reesuk Isaac Kim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2016 - Present
GOLDEN STATE WEALTH MANAGEMENT, LLC
Office #1: 1841 Crenshaw Boulevard #423, Torrance, CA 90501RIA
CRD#: 167995
Torrance, CA
Current
February 5, 2016 - Present
LPL FINANCIAL LLC
Office #1: 18411 Crenshaw Blvd, Ste 423, Torrance, CA 90504RIA
BD
CRD#: 6413
Torrance, CA
Past
June 1, 2009 - February 9, 2016
MORGAN STANLEY
RIA
CRD#: 149777
EL SEGUNDO, CA
Past
June 1, 2009 - February 9, 2016
MORGAN STANLEY
BD
CRD#: 149777
EL SEGUNDO, CA
Past
May 28, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
EL SEGUNDO, CA
Past
May 8, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
EL SEGUNDO, CA
Past
January 24, 1997 - April 20, 1998
NH INVESTMENT & SECURITIES AMERICA, INC.
BD
CRD#: 30660
NEW YORK, NY
Past
November 15, 1994 - June 17, 1996
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
Past
April 20, 1994 - September 26, 1994
BARCLAYS DE ZOETE WEDD INCORPORATED
BD
CRD#: 16080
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDEN STATE WEALTH MANAGEMENT, LLC
ARIMATHEA | WESTLAKE INVESTMENT ADVISORS | SWITCHBACKS CAPITAL | STELLAR WEALTH ADVISORS | SOLARIS WEALTH MANGEMENT | ROHLING WEALTH MANAGEMENT | RENAISSANCE WEALTH MANAGEMENT | RASMUSSEN ADVISORS | PREMIER CAPITAL WEALTH MANAGEMENT | PRECISION CAPITAL MANAGEMENT | POINTWEALTH CAPITAL MANAGEMENT | PERCISION CAPITAL MANAGEMENT | PEEK WEALTH | OMEGA WEALTH MANAGEMENT | OGDEN WEALTH MANAGEMENT & PLANNING SERVICES | OGDEN WEALTH MANAGEMENT | OAKMONT FINANCIAL GROUP, LLC | MILLER WEALTH MANAGEMENT | MATZ WEALTH MANAGEMENT | LUNDQVIST WEALTH STRATEGIES | LAGUNA POINT WEALTH ADVISORS | ISAAC KIM WEALTH MANAGEMENT | IDEAL LIFE WEALTH MANAGEMENT, LLC | IDEAL LIFE WEALTH MANAGEMENT | HENARES, PREISLER & ASSOCIATES, INC. | GSWM | GSAM | GRANITE BAY WEALTH MANAGEMENT | GOLDEN STATE WEALTH MANAGEMENT, LLC | GOLDEN STATE EQUITY PARTNERS | GOLDEN STATE ASSET MANAGEMENT | GOLDEN STATE | FAGO WEALTH MANAGEMENT | ENVISION WEALTH STRATEGIES | CURT HOWARD WEALTH MANAGEMENT AND INSURANCE SOLUTIONS | CROSSROADS WEALTH ADVISORS | CORNERSTONE FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT | COMPANION WEALTH MANAGEMENT | CHAMPLAIN WEALTH ADVISORS | BY THE SEA WEALTH MANAGEMENT | BUR OAK WEALTH MANAGEMENT | AURUM INVESTMENT MANAGEMENT
CRD#: 167995 / SEC#: 801-107445
RIA
Registered Investment Advisory firm - (3/21/2016 Approved)California
Registered Investment Advisory firm - (4/28/2016 Terminated)Washington
Registered Investment Advisory firm - (4/29/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/5/2016)
IAR
California(2/5/2016)
RR
Nevada(5/26/2023)
RR
Oregon(11/13/2017)
RR
Texas(10/19/2020)
RR
Virginia(2/5/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GOLDEN STATE WEALTH MANAGEMENT, LLC
ARIMATHEA | WESTLAKE INVESTMENT ADVISORS | SWITCHBACKS CAPITAL | STELLAR WEALTH ADVISORS | SOLARIS WEALTH MANGEMENT | ROHLING WEALTH MANAGEMENT | RENAISSANCE WEALTH MANAGEMENT | RASMUSSEN ADVISORS | PREMIER CAPITAL WEALTH MANAGEMENT | PRECISION CAPITAL MANAGEMENT | POINTWEALTH CAPITAL MANAGEMENT | PERCISION CAPITAL MANAGEMENT | PEEK WEALTH | OMEGA WEALTH MANAGEMENT | OGDEN WEALTH MANAGEMENT & PLANNING SERVICES | OGDEN WEALTH MANAGEMENT | OAKMONT FINANCIAL GROUP, LLC | MILLER WEALTH MANAGEMENT | MATZ WEALTH MANAGEMENT | LUNDQVIST WEALTH STRATEGIES | LAGUNA POINT WEALTH ADVISORS | ISAAC KIM WEALTH MANAGEMENT | IDEAL LIFE WEALTH MANAGEMENT, LLC | IDEAL LIFE WEALTH MANAGEMENT | HENARES, PREISLER & ASSOCIATES, INC. | GSWM | GSAM | GRANITE BAY WEALTH MANAGEMENT | GOLDEN STATE WEALTH MANAGEMENT, LLC | GOLDEN STATE EQUITY PARTNERS | GOLDEN STATE ASSET MANAGEMENT | GOLDEN STATE | FAGO WEALTH MANAGEMENT | ENVISION WEALTH STRATEGIES | CURT HOWARD WEALTH MANAGEMENT AND INSURANCE SOLUTIONS | CROSSROADS WEALTH ADVISORS | CORNERSTONE FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT | COMPANION WEALTH MANAGEMENT | CHAMPLAIN WEALTH ADVISORS | BY THE SEA WEALTH MANAGEMENT | BUR OAK WEALTH MANAGEMENT | AURUM INVESTMENT MANAGEMENT
CRD#: 167995 / SEC#: 801-107445
RIA
Registered Investment Advisory firm - (3/21/2016 Approved)California
Registered Investment Advisory firm - (4/28/2016 Terminated)Washington
Registered Investment Advisory firm - (4/29/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 E. Sandpointe Avenue #460, South Coast Metro, CA 92707
Mailing Address
Phone number
(866) 273-1563
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,434 |
| AUM (Assets Under Management) | $ 1,835,285,996 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
